Evaluation of ATC Working practice from a Safety and Human Factor perspective

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1 direction des services de la Navigation aérienne direction de la Technique et de l Innovation Evaluation of ATC Working practice from a Safety and Human Factor perspective Karim Mehadhebi Philippe Averty Jean-Louis Pirat 8 th ATM Seminar Napa Valley, June 29 th -July 2 nd 2009

2 Plan Quick Introduction - The IJAMAN (lissage de trajectoires avec extraction et identification de MANœuvres) toolkit - The BISCOT (human Based risk and decision taking Complexity integrated toolkit) toolkit - Application of IJAMAN and BISCOT to ATC evaluation - Case Study : the ERASMUS project

3 -3 - Quick Introduction

4 Human factors in a safety perspective -4 - Observed Incidents Accidents Hidden causes: Physical equipment Procedures Human

5 Means for mitigating hidden causes -5 - Physical Equipment Rules& Procedures Human Industrial Requirements Airspace Planning Separation minima Letters of agreement Sectorization Human factors

6 Evolution from past to current -6 - Leap in performance Rules & Procedures Human Physical Equipment

7 Major changes in SESAR ConOps -7 - Rules& Procedures + Human Aircraft Trajectory Physical Equipment Will allow for a safe implementation provided Industrial Requirements are defined accordingly

8 Safety implications in SESAR -8 - No more acccidents than in the past Human Procedures Physical Equipment

9 -9 - How can we validate the human&procedures components of the safety argument?

10 The IJAMAN and BISCOT toolkits

11 The IJAMAN toolkit Identification of horizontal maneuvers Interpretation of maneuvers Radar data Flight Plans ATC instructions Trajectories of reference + ATC instructions errors Identification of speed maneuvers Comparison maneuvers ATC instructions

12 The BISCOT toolkit Traffic display ATC clearances Conflicts solved by ATC Failures in ATC decision taking process (conflict resolution?) Failure in the no decision case (proximate events) «ATC oriented» traffic display fields associated to encounters

13 Application of IJAMAN and BISCOT to ATC evaluation

14 Applications to safety Hazards: 1) Initiators 2) Consequences Proximate events : context and possible consequences? ATC instruction errors : context and possible consequences? Abnormally long TRANSFER/ASSUME: consequences? Failure in conflict resolution : context and possible consequences? Etc No hidden independence assumption: by getting the movie representation of the traffic, possible to distinguish the independent components: 1) Geometry of the encounter (time uncertainties) 2) ATC workload/detection/intervention

15 Qualitative estimation of ATC working practice Fields associated to conficts: Min distance if no resolution: ATC perceived Gravity ATC intervention time in case of failed intervention : Risk of Collision Time of Horizontal Closest Point of Approach without vertical separation Time of maneuver: ATC Anticipation/Urgency/Stress CWP for maneuver and at the time of the CPA (if any): collaborative working practice Underlying Cognitive model representation:

16 Cognitive resources in dynamic Conflict identified here And solved here Time

17 Case study : the ERASMUS project

18 ATC instructions in horizontal

19 ATC anticipation in horizontal

20 - 20 -

21 - 21 -

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