Changes of Directors and Executive Officers

Transcription

1 March 9, 2018 Mizuho Financial, Inc. Changes of Directors and s Mizuho Financial, Inc. hereby announces changes of Members of the Board of Directors and s (including changes in their areas of responsibility, etc.) of the following entities within the : Mizuho Financial, Inc. Mizuho Bank, Ltd. Mizuho Trust & Co., Ltd. Mizuho Securities Co., Ltd. 1

2 Mizuho Financial, Inc. (MHFG) 1. Members of the (1) Members of the Nominees (to be considered at the ordinary General Meeting of Shareholders of MHFG in June 2018 ( The Shareholders Meeting )) Tatsufumi Sakai* Takanori Nishiyama* Makoto Umemiya* Yasuyuki Shibata* Hisashi Kikuchi* Yasuhiro Sato Ryusuke Aya Nobukatsu Funaki Tetsuo Seki Takashi Kawamura Tatsuo Kainaka Hirotake Abe Hiroko Ota Izumi Kobayashi (New appointment) (Reappointment) (Reappointment) (Reappointment) (New appointment) (Reappointment) (Reappointment) (Reappointment) (Reappointment, Outside Director) (Reappointment, Outside Director) (Reappointment, Outside Director) (Reappointment, Outside Director) (Reappointment, Outside Director) (Reappointment, Outside Director) Total of 14 nominees (Note) Asterisks indicate directors expected to concurrently serve as s. (2) Chairman and Deputy Chairman of the (to be considered at the Board Meeting to be held following The Shareholders Meeting) Appointee as Chairman Hiroko Ota Appointee as Deputy Chairman Ryusuke Aya 2

3 (3) Members of Committees (to be considered at the Board Meeting to be held following The Shareholders Meeting) Nominating Committee Chairman Takashi Kawamura (Outside Director) Member Tetsuo Seki (Outside Director) Member Tatsuo Kainaka (Outside Director) Member Hiroko Ota (Outside Director) Member Izumi Kobayashi (Outside Director) Compensation Committee Chairman Tatsuo Kainaka (Outside Director) Member Tetsuo Seki (Outside Director) Member Takashi Kawamura (Outside Director) Member Hirotake Abe (Outside Director) Audit Committee Chairman Tetsuo Seki (Outside Director) Member Tatsuo Kainaka (Outside Director) Member Hirotake Abe (Outside Director) Member Member Ryusuke Aya Nobukatsu Funaki Risk Committee (Voluntary Committee) Chairman Ryusuke Aya Member Izumi Kobayashi (Outside Director) Member Hidetaka Kawakita (Outside Expert) (Note) Mr. Hidetaka Kawakita is an outside expert appointed by the of MHFG. 3

4 (4) Brief Personal Record of Newly Nominated Name Tatsufumi Sakai Date of Birth August 27, 1959 Education Mar Graduated from Faculty of Law, the University of Tokyo Business Experience Joined our group in Apr Apr. 2011, Senior Corporate Officer of Strategic Planning of the former Mizuho Corporate Bank, Ltd. Apr. 2012, of Planning of Mizuho Financial, Inc., of Planning of the former Mizuho Bank, Ltd., of Planning of the former Mizuho Corporate Bank, Ltd. Apr. 2013, Head of Investment Unit of Mizuho Financial, Inc., Head of Investment Unit and in charge of Business Collaboration (Securities & Trust Services) of the former Mizuho Bank, Ltd., Head of Investment Unit and in charge of Business Collaboration (Securities & Trust Services) of the former Mizuho Corporate Bank, Ltd. Apr. 2014, Head of International Unit of Mizuho Financial, Inc., Head of International Unit of Mizuho Bank, Ltd. Apr Apr President & CEO of Mizuho Securities Co., Ltd. (current) President & CEO of Mizuho Financial, Inc. (scheduled) of Mizuho Bank, Ltd. (scheduled) of Mizuho Trust & Co., Ltd. (scheduled) of Mizuho Securities Co., Ltd. (scheduled) 4

5 Name Hisashi Kikuchi Date of Birth Sep. 14, 1965 Education Mar Graduated from Faculty of Law, the University of Tokyo Business Experience Joined our group in Apr Apr of Nihonbashi Corporate of the former Mizuho Corporate Bank, Ltd. Jul of Tokyo Corporate of Mizuho Bank, Ltd. Apr of Corporate Secretariat of Mizuho Financial, Inc. of Corporate Secretariat of Mizuho Bank, Ltd. Apr. 2016, of Corporate Secretariat of Mizuho Financial, Inc. (current), of Corporate Secretariat of Mizuho Bank, Ltd. (current) Apr. 2018, Head of Strategic Planning and of Corporate Secretariat * of Mizuho Financial, Inc. (scheduled), Head of Strategic Planning and of Corporate Secretariat * of Mizuho Bank, Ltd. (scheduled) * The position of of Corporate Secretariat will be discharged in June

6 2. Changes in s Name New Position (Effective as of April 1, 2018) Current Position Head of Corporate Specific Business Akira Senior & Institutional of Corporate & Nakamura *1 *2 Institutional Seiji Imai Head of Asia & Senior Corporate Oceania excl. *1 *2 East Asia Motonori Head of Research Research & Wakabayashi *1 & Consulting Unit *2 Consulting Unit Goji Fujishiro *1 Products Unit Head of Strategic Hisashi Kikuchi *1 Planning and General Manager of Corporate *2 of Corporate Secretariat Secretariat Daisuke Senior Yamada *2 Digital Innovation *2 Digital Innovation Teiji Teramoto Senior *2 Head of the Americas *2 Specific Business of Global Corporate Kouji Yonei *2 Joint Head of IT & Systems and General Manager of IT & Systems Promotion *2 Joint Head of IT & Systems and General Manager of IT & Systems Planning 6

7 Joint Head of Specific Duties of Strategic Planning Strategic Planning and and Naoto of Takahashi *2 of *2 NextGeneration NextGeneration IT Systems IT Systems Project Team Project Team of Global Markets Riki Shibata Global Markets *2 *2 Specific Business Hidenobu of Retail & Mukai *2 Business Head of Asia & Hidekatsu Oceania excl. Take *2 East Asia Akihito Specific Duties of of Planning *2 Mochizuki *2 Strategic Planning Administration Corporate & Institutional Specific Business Hiroshi and of Retail & Itabashi *2 *2 Deputy Chief Business Digital Innovation Officer 7

8 Global Corporate, Deputy Masao Kanamaru *2 Markets and Deputy Head of Global Products Unit Global Corporate, Deputy Products Unit, Atsushi Strategic Planning Global Markets Takahashi *2 *2, Deputy Head of Financial Control & Accounting and Deputy Chief Digital Innovation Officer IT Financial Control & Systems Tatsuya & Accounting and Deputy Head Yamada *2 and Deputy *2 of Operations Head of IT & Systems 8

9 Yuzo Kanamori Yasuto Hamanishi Takafumi Matake *2 *2 *2 Asashi Katou *2 Masaharu Asahi Masahiro Kosugi Kosuke Nakamura *2 *2 Global Corporate, Global Products Unit, Deputy Head of Strategic Planning, Operations and Deputy Chief Digital Innovation Officer Global Corporate and Global Products Unit Human Resources for IT & Systems for Research & Consulting Unit of Accounting MHSC) *3 *2 *2 & Executive Officer *1 Akira Sugano *4 & Executive Officer *1 Global Corporate and Global Products Unit of IT & Systems Promotion of Accounting Head of Corporate & Institutional Corporate 9

10 Keiichiro Ogushi Senior *1 Head of Research & Consulting Unit Shinji Taniguchi *1 Products Unit Hiroshi Suehiro & Executive Officer *2 Head of the Americas Yasuo Agemura Senior *2 Specific Business of Global Markets Tetsuhiko Saito Senior *2 Specific Business of Retail & Business Amane Oshima *2 Global Markets Global Corporate, Deputy Nobumitsu Watanabe *2 Markets and Deputy Head of Global Products Unit Corporate & Isao Nakamura MHTB) *2 Institutional and Deputy Chief Digital Innovation Officer Hiroto Koda *2 Human Resources 10

11 Masahiko Abe of Corporate & *2 Institutional MHBK) Daisuke *2 of Branch Horiuchi MHBK) Takuya Ito of Global *2 Corporate MHBK) (Note) *1: s as Defined in the Companies Act *2: s as Defined in Our Internal Regulations *3: Mr. Kosuke Nakamura will be appointed Chairman of Mizuho Securities Co., Ltd. (MHSC) in late June 2018 *4: Mr. Akira Sugano will be appointed President & CEO (Representative Director) of Asset Management One Co., Ltd. on April 1, Name New Position (to become effective in late June 2018) Board of Hisashi Directors, Head of Strategic Kikuchi Planning Executive Officer* 1 (Note) *1: s as Defined in the Companies Act (Mentioned above) Current Position 11

12 Mizuho Bank, Ltd. (MHBK) Name New Position (Effective as of April 1, 2018) Current Position Tatsufumi Sakai Koji Nishiwaki Takeshi Watanabe Daisuke Yamada Akira Nakamura Teiji Teramoto Seiji Imai Motonori Wakabayashi Goji Fujishiro (not fulltime) (Audit & Supervisory Committee Member) Senior Senior Senior Senior Senior Specially Assigned Matters and Credit of Corporate & Institutional and Global Corporate Digital Innovation Head of Corporate & Institutional Head of the Americas Corporate Head of Research & Consulting Unit Products Unit Senior Head of Credit Digital Innovation Head of Corporate & Institutional Corporate Head of Asia & Oceania excl. East Asia Head of Research & Consulting Unit and 12

13 Kouji Yonei Nobuhisa Zama Naoto Takahashi Riki Shibata Yukinobu Maruyama Hidenobu Mukai Masaki Seki Takuya Kogiso Hidekatsu Take Masahiko Abe Joint Head of IT & Systems and General Manager of IT & Systems Promotion Credit of Retail & Business Specific Duties of Strategic Planning CoHead of Global Markets CoHead of Retail & Business and In charge of Specific Global Corporations Head of Asia & Oceania excl. East Asia Joint Head of IT & Systems and General Manager of IT & Systems Planning Joint Head of Credit Joint Head of Strategic Planning of Global Markets of TokyoChuo Branch No.2 of Personal Joint Head of Asia & Oceania excl. East Asia of Tokyo Main Office No.2 Joint Head of the Americas of Corporate & Institutional 13

14 Hisashi Kikuchi Akihito Mochizuki Asashi Katou Hidetoshi Kaji Daisuke Horiuchi Takuya Ito Seiichi Okuyama Takuhiko Tochiori Norio Sumi Naoto Oohitsu Head of Strategic Planning and General Manager of Corporate Secretariat Specific Duties of Strategic Planning for IT & Systems of Personal Consulting of Ginzadori Branch Joint Head of the Americas of TokyoChuo Branch No.2 Joint Head of Asia & Oceania excl. East Asia and of Asia & Oceania Corporate of Corporate No.7 of Innovative Startups of Corporate Secretariat of Planning Administration of IT & Systems Promotion of Branch of Global Corporate of Yaesuguchi Branch No.2 of Singapore Corporate of Corporate No.7 of Innovative Startups 14

15 Toru Namie Masahiko Kato of Tokyo Main Office and of Tokyo Main Office No.1 of Seoul Branch of Branch No.9 of Seoul Branch Michiko Morizono of Kichijoji Branch of Kichijoji Branch Masahiro Kosugi Masahiro Shimabayashi Kazunori Seta Fumio Tajima Yasuhiro Sato Ryusuke Aya Kosuke Nakamura Hiroshi Suehiro Tetsuhiko Saito of Accounting of Sapporo Branch and of Sapporo Corporate of ebusiness of Corporate No.17 MHFG) *1 MHFG) MHSC) *2 (not fulltime) (Audit & Supervisory Committee Member) & Executive Officer & Executive Officer Senior of Accounting of Sapporo Branch and of Sapporo Corporate of ebusiness of Corporate No.17 Special Missions Head of the America CoHead of Retail & Business 15

16 Amane Oshima Yasuhisa Fujiki Hiroyuki Mori Shinji Taniguchi Hiroshi Itabashi MHTB) Yohei Senba Nobuyuki Kuratani Yutaka Akutagawa MHTB) CoHead of Global Markets and In charge of Specific Global Corporations Products Unit CoHead of Retail & Business of Personal Consulting of Ginzadori Branch of Corporate No.4 (Note) *1: Mr. Yasuhiro Sato will be appointed Chairman, as defined in the Companies Act of Mizuho Financial, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June *2: Mr. Kosuke Nakamura will be appointed Chairman of Mizuho Securities Co., Ltd. (MHSC) in late June Name Hisashi Kikuchi Kazutoshi Narita New Position (to become effective in late June 2018) Executive Director and (Audit & Supervisory Committee Member) Head of Strategic Planning (Mentioned above) Current Position of Corporate No.3 16

17 Name Shigeo Ohara * Yuta Chiba Isao Imai New Position (to become effective in late June 2018) (Outside Director) (Audit & Supervisory Committee Member) (Note) * : Brief Personal Record of Mr. Shigeo Ohara is as follows (Audit & Supervisory Committee Member) (Outside Director) (Audit & Supervisory Committee Member) Current Position Name Shigeo Ohara Date of Birth Mar. 8,1945 Education Mar Graduated from Faculty of Law, the University of Tokyo Business Experience Joined Ministry of Finance Japan in Apr Jul District Director of Sakyo Tax Office Jul Deputy DirectorGeneral of the Tax Bureau, Minister s Secretariat of Ministry of Finance Japan Jan DirectorGeneral of the Tax Bureau of Ministry of Finance Japan Jul Commissioner of National Tax Agency Jul Deputy Governor of Agriculture Forestry and Fisheries Finance Corporation Aug Chairman of Federation of National Public Service Personnel Mutual Aid Associations Jun (Audit & Supervisory Committee Member) of Mizuho Bank, Ltd. (scheduled) 17

18 Mizuho Trust & Co., Ltd. (MHTB) Name New Position (Effective as of April 1, 2018) Current Position Toshio Sobue Tatsufumi Sakai Isao Nakamura Takeshi Watanabe Nobuhisa Zama Hiroshi Itabashi Masao Kanamaru Executive Director and (not fulltime) & Executive Officer Senior Head of Risk Management and Head of Compliance Head of Business Promotion Specially Assigned Matters and Credit of Corporate & Institutional Credit of Retail & Business Head of Corporate & Institutional and Joint Head of Strategic Planning, Financial Control & Accounting Markets, CoHead of Global Products Unit and Head of Custody & Structured Products and R&D Business Unit Executive Director and Head of Risk Management, Head of Compliance and Head of Credit Head of Corporate & Institutional and Joint Head of Strategic Planning, Financial Control & Accounting of Treasury 18

19 Hideki Daimon Yutaka Akutagawa Shinya Matake Fumiaki Tanaka Yuji Goto Masato Tsuruoka Mitsuhiro Morishita Yasuhiro Kinoshita Yasuhiro Sato Makoto Okayama Nobumitsu Watanabe Trust & of Corporate & Institutional of Trust Business I of Internal Audit of Real Estate Business of Consulting of Frontier Trust Business R&D of Retail & Business MHFG) * (not fulltime) & Executive Officer of Corporate & Institutional of Corporate Planning of Executive Secretariat of Real Estate Business of Consulting of Frontier Trust Business R&D of Retail & Business Head of Business Promotion Markets, CoHead of Global Products Unit and Head of Custody & Structured Products and R&D Business Unit 19

20 Satoru Ochiai Trust & Isao Jinno of Trust Business VIII (Note) * : Mr. Yasuhiro Sato will be appointed Chairman, as defined in the Companies Act of Mizuho Financial, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June

21 Mizuho Securities Co., Ltd. (MHSC) Name New Position (Effective as of April 1, 2018) Current Position Naofumi Fuke Atsushi Takahashi Tatsuya Yamada Masaya Oishi Yuzo Kanamori Tatsufumi Sakai and Deputy President & and Deputy President & Senior Executive Director and Senior Executive Director and Executive Director and (not fulltime) Head of Retail & Business Markets and Head of Global Markets Head of Financial Control & Accounting, Head of IT & Systems, Finance and Head of Global IT Head of Fund Business and JA Sales Dept. of Global Markets Head of Strategic Planning, Head of Operations, Investment Dept. and Markets Strategic Intelligence Dept. Senior Executive Director and Senior Executive Director and Executive Director and Head of Retail & Business Head of Strategic Planning, Head of Financial Control & Accounting, In charge of Investment Dept. and Head of Global Finance Head of IT & Systems, Head of Operations and Head of Global IT JA Sales Dept. of Global Markets and In charge of Retail & Business Head of Products Business and CoHead of Global Investment 21

22 Yasuto Hamanishi Takafumi Matake Kazumichi Komatsu Yasuhiro Shibata Seiichiro Miyaoka Masahiro Kihara Shinsuke Kawamoto Ryoichi Kojima Senior CoHead of Global Investment, Head of Investment Business, Head of Products Business, Head of Syndication Business, Investment and Head of Global Syndicate Head of Human Resources and Executive Secretariat Retail & Business Attached to Global Markets and Deputy President of Mizuho Securities USA LLC Joint Head of Global Markets of Financial Planning Dept. Retail & Business Head of Area of Retail & Business Senior CoHead of Global Investment, Head of Investment Business and CoHead of Global Investment Joint Head of Retail & Business ( Retail Business) of Kyoto Branch CoHead of Fixed Income Business and of Mizuho Securities USA LLC Head of Syndication Business and Head of Global Syndicate of Risk Management Dept. Senior Executive of Corporate Business Head of Area of Retail & Business 22

23 Hideki Ashikari Yasuto Sengoku Norifumi Akiyama Kenya Koshimizu Jun Mochizuki Satoshi Asai Hiroto Koda Yasuo Agemura Yasuhiro Sato Takahisa Shirota Hiroki Takeshi (Representative Director) of Kyoto Branch Joint Head of Internal Audit Attached to Strategic Planning and President & CEO of Mizuho Securities Asia Limited CoHead of Fixed Income Business Global Investment Business of Global Strategy Dept. MHFG) * (Please see the schedule of late June 2018 on the next page) (Representative Director) and & Executive Officer and Deputy President & (not fulltime) Head of Area of Retail & Business Senior Executive of Investment Business Attached to Strategic Planning and President & CEO of Mizuho Securities Asia Limited Joint Head of Products Business of Financial Planning Dept. Head of Human Resources, Executive Secretariat, In charge of Markets Strategic Intelligence Dept. and Attached to Strategic Planning Markets and Head of Global Markets Retail & Business Retail & Business 23

24 Taizo Tomita Nobufusa Takeuchi Hidetoshi Kaji MHBK) of Head Office Sales Dept.II Global Investment Business Senior Corporate Officer (Attached to Head of Retail & Business ) * : Mr. Yasuhiro Sato will be appointed Chairman, as defined in the Companies Act of Mizuho Financial, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June Name New Position (Effective as of April 2, 2018) Current Position Tatsuya Yamada Hiroto Koda Senior Executive Director (Representative Director) and Senior Head of Financial Control & Accounting, Head of IT & Systems, Finance and Head of Global IT (Mentioned above) (Mentioned above) Name Kosuke Nakamura New Position (to become effective in late June 2018) Chairman Current Position Hiroki Takeshi Yasuhiko Imaizumi (Audit & Supervisory Committee Member) Chairman 24

25 Name Takehiko Iida New Position (to become effective in late June 2018) (Audit & Supervisory Committee Member) Current Position Management changes above are on the assumption that any permission required will be obtained from the relevant authorities. 25