ASX Group Clearing and Settlement Boards

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1 ASX Group Clearing and Settlement Boards Name of Director Qualifications Experience ASX Group Other Listed Company Rick Holliday-Smith BA (Hons), FAICD A specialist in capital markets, derivatives and venture capital activities. Prior to 1998, Mr Holliday-Smith spent 11 years in Chicago, first as CEO of Chicago Research and Trading (CRT) and then as President of Nations Bank- CRT. During the 1980s he was an executive director with Wardley Australia Limited and Managing Director of Hong Kong Bank Limited, London. ASX Limited (since March 2012, director since July 2006*) (director since August 2008) (director since August 2010) ASX Limited Nomination Member: ASX Limited Audit and Risk ASX Limited Remuneration Chairman Cochlear Limited (Chairman since 2010, director since 2005) Director Servcorp Limited (since 1999) Member Macquarie University Faculty of Business and Economics Advisory Board Patron Macquarie University Foundation Elmer Funke Kupper Executive, Managing Director and CEO Master of Business Administration Mr Funke Kupper was Managing Director and CEO of Tabcorp Holdings Limited from September 2007 to June His previous roles at Tabcorp were Chief Executive Australian Business and, from March 2007, acting Chief Executive Officer. Mr Funke Kupper held several senior positions with Australia and New Zealand Banking Group Limited, prior to joining Tabcorp. Previously, he was a senior management consultant with McKinsey & Company and AT Kearney. *Chairman of SFE Corporation Limited from 1998 to 2008 ASX Limited Director Tabcorp Holdings Limited (since June 2012) Member Financial Sector Advisory Council Member of Australian B20 Leadership Group Last Updated March 2014 Page 1 of 5

2 Name of Director Qualifications Experience ASX Group Other Listed Company Pippa Downes Bachelor of Science (Bus Ad) University of California, Berkeley Master of Applied Finance Ms Downes was a Managing Director and Partner of Goldman Sachs in Australia, working in the Proprietary Strategies division within Goldman Sachs. She has over 19 years experience in global equity markets trading and has lead the local trading arms of several of the world s leading Investment Banks. Prior to joining Goldman Sachs in 2004, Ms Downes was a director and the Head of Equity Derivatives Trading at Deutsche Bank in Sydney. When Morgan Stanley was starting its equity franchise in Australia in 1998 she was hired as the Head of the Equity Derivative and Prop Trading business based in Hong Kong and Australia. Ms Downes started her career working for Swiss Bank O Connor on the Floor of the Pacific Coast Stock Exchange in San Francisco and after, the Philadelphia Stock Exchange before returning to work in Sydney as a director for UBS. Director Pinnacle Foundation (from January 2011) Director Australian Leisure and Entertainment Property Management Limited (November 2013) Phillip D Gray M.M.Ecs (Hons) Mr Gray has had a long career in financial, derivatives and capital markets and is a former Executive of the Colonial Group where he served as Group Treasurer for the Colonial State Bank. He was also an executive director of Colonial First State Investments Limited and Colonial Investment Management Limited, and former director of Recruitment Solutions Limited where he chaired the Audit. In the 1980s, he was a recipient of the CEDA Annual Prize for his work in Foreign Exchange Market Theory. (since January 2007) (since November 1991) (since January 2007) (since January 2001) Member ASX Disciplinary Tribunal Last Updated March 2014 Page 2 of 5

3 Name of Director Qualifications Experience ASX Group Other Listed Company Dr Ken Henry AC FASSA, BCom, PhD, DB h.c Dr Henry has extensive experience as an economist in Australia and overseas, and as a senior bureaucrat who has worked with successive Australian governments. Dr Henry served as the Secretary of the Department of the Treasury from 2001 to Director : ASX Limited (since February 2013) Director National Australia Bank Limited (since November 2011) Chairman Advisory Council of the SMART Infrastructure Facility, University of Wollongong Chairman The Institute of Public Policy (Crawford School of Public Policy) at the Australian National University (ANU) Chairman Sir Roland Wilson Foundation, ANU Chairman Tax and Transfer Policy Institute at the Australian National University (ANU) Member Australian Press Council National Advisory Panel Member Board of Reconciliation Australia Governor for Economic Development of Australia (CEDA) Council Member Voiceless Peter R Marriott BEc (Hons) FCA, MAICD Mr Marriott was Chief Financial Officer of Australia and New Zealand Banking Group Limited (ANZ) from 1997 to May Prior to his career at ANZ, Mr Marriott was a partner in the Melbourne office of the then KPMG Peat Marwick. ASX Limited Audit and Risk (director since February 2010) ASX Limited (since July 2009) Director Westpac Banking Corporation (effective 1 June 2013) Member Review Panel of the Banking and Finance Oath Limited Last Updated March 2014 Page 3 of 5

4 Name of Director Qualifications Experience ASX Group Other Listed Company Ian W T McGaw Mr McGaw has long standing expertise in clearing and settlement matters gained through his experience in Australia and the United Kingdom. In November 1992 he was appointed as an independent director to the ASX Derivatives Board. Previously, Mr McGaw was the Group Managing Director at the London Clearing House (now known as LCH Clearnet Group) and an independent consultant to the derivatives industry. (director since October 1995) (director since June 2003) (since August 2006) (since August 2006) ASX nominated director Securities Exchanges Guarantee Corporation Dominic Stevens BCom(Hons) Mr Stevens served as the Chief Executive Officer and Managing Director of Challenger Limited from September 2008 to February He also served as Deputy Managing Director from February 2006 to September 2008, having joined the Group in September 2003, with responsibility for overseeing Challenger s capital, risk management and strategy. Prior to Challenger, Mr Stevens served as a Senior Managing Director at Zurich Capital Markets Asia, specialising in structured finance, derivatives and risk management. From 1987 to 1999 he held a number of senior roles, including as Global Partner, at Bankers Trust. ASX Limited (since December 2013) Director Leslie Stevens Fund for Newborn Care (Sydney Children s Hospital Foundation) Last Updated March 2014 Page 4 of 5

5 Name of Director Qualifications Experience ASX Group Other Listed Company Peter H Warne BA, FAICD Mr Warne was previously a director of Macquarie Capital Alliance Group and an Executive Vice President of Bankers Trust Australia Limited. (director since January 2001) ASX Limited (since July 2006**) (since December 2000) Member: ASX Limited Nomination ASX Limited Remuneration ASX Limited Audit and Risk ** Director of SFE Corporation Limited from 2000 to 2008 Deputy Chairman Crowe Horwath Australasia Limited formerly WHK Group Limited (director since May 2007) Chairman Australian Leisure and Entertainment Property Management Limited (since 2003) Chairman OzForex Group Limited Director Macquarie Group Limited (since 2007) Director Macquarie Bank Limited ASX nominated director Securities Exchanges Guarantee Corporation Limited Director Securities Industry Research Centre of Asia Pacific Director NSW Treasury Corp (TCorp) Chairman St Andrews Cathedral School Foundation Member Advisory Board Australian Office of Financial Management Member Macquarie University Faculty of Business and Economics Advisory Board Patron Macquarie University Foundation Adjunct Professor University of Sydney Business School Last Updated March 2014 Page 5 of 5

ASX Limited Board of Directors

ASX Limited Board of Directors Name of Director Qualifications Experience ASX Group Other Listed Company Rick Holliday-Smith BA (Hons), FAICD A specialist in capital markets, derivatives and venture capital