U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR CASE #: 1:08-cv JL

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1 US District Court Civil Docket as of 5/13/2011 Retrieved from the court on July 7, 2011 U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR CASE #: 1:08-cv JL Braun et al v. GT Solar International, Inc., et al Date Filed: 08/01/2008 Assigned to: Judge Joseph N. Laplante Jury Demand: Plaintiff Related Cases: 1:08-cv JL Nature of Suit: 850 1:08-cv JL Securities/Commodities 1:08-cv JL Jurisdiction: Federal Question 1:08-cv JM 1:08-cv PB 1:08-cv JL 1:08-cv JM Cause: 15:77 Securities Fraud Plaintiff Irving S. Braun represented by Christopher Cole Sheehan Phinney Bass & Green (Manchester) 1000 Elm St PO Box 3701 Manchester, NH Plaintiff Eugene Stricker represented by Mark L. Mallory Mallory & Friedman PLLC 8 Green St Concord, NH mark@malloryandfriedman.com Plaintiff Robert Dykes represented by Edward F. Haber Shapiro Haber & Urmy 53 State St, 13th Flr Boston, MA

2 Plaintiff Mark L. Mallory Michelle H. Blauner Shapiro Haber & Urmy 53 State St, 13th Flr Boston, MA Purdy Family represented by Christopher D. Hawkins Nelson Kinder Mosseau & Saturley PC 99 Middle St Manchester, NH Fax: Plaintiff 2 West, Inc. represented by William L. Chapman Orr & Reno PA One Eagle Sq PO Box 3550 Concord, NH wlc@orr-reno.com Plaintiff Joseph A. Berneski represented by Jamie N. Hage Hage Hodes PA 1855 Elm St. Manchester, NH jhage@hagehodes.com Plaintiff

3 Arkansas Public Employees Retirement represented by Daniel S. Sommers System Cohen Milstein Sellers & Toll (DC) Ste 500 West Tower 1100 New York Ave NW Washington, DC Steven J. Toll Cohen Milstein Sellers & Toll (DC) Ste 500 West Tower 1100 New York Ave NW Washington, DC Joshua M. Kolsky Cohen Milstein Sellers & Toll (DC) Ste 500 West Tower 1100 New York Ave NW Washington, DC Kenneth G. Bouchard Bouchard Kleinman & Wright PA (Hampton) One Merrill Dr, Ste 6 Hampton, NH kbouchard@bestnhlaw.com Matthew K. Handley Cohen Milstein Sellers & Toll (DC) Ste 500 West Tower 1100 New York Ave NW Washington, DC mhandley@cohenmilstein.com TERMINATED: 06/30/2011

4 Plaintiff Nicholas D. Wright Bouchard Kleinman & Wright PA (M) 148 Coolidge Ave. Ste. 2 Manchester, NH Fax: nwright@bestnhlaw.com Walter Thoma represented by Mark Punzalan Finkelstein Thompson LLP 100 Bush St Ste 1450 San Francisco, CA mpunzalan@finkelsteinthompson.com Plaintiff Eros Bertoni represented by C. Kevin Leonard Douglas Leonard & Garvey 6 Loudon Rd, Ste 502 Concord, NH kleonard@nhlawoffice.com Plaintiff Mark Punzalan Stephen Unger represented by David P. Slawsky Nixon Raiche Vogelman Barry & Slawsky PA 77 Central St Manchester, NH Fax: dslawsky@nixonraiche.com Lawrence A. Vogelman

5 Plaintiff Nixon Raiche Vogelman Barry & Slawsky PA 77 Central St Manchester, NH Fax: Meira Rubin represented by Christopher Cole Plaintiff Joyce T. Hamel represented by Lucy J. Karl TERMINATED: 02/12/2009 Shaheen & Gordon (Concord) 107 Storrs St PO Box 2703 Concord, NH TERMINATED: 02/12/2009 Walter W. Noss Scott + Scott LLP Cedar Rd Cleveland Heights, OH wnoss@scott-scott.com TERMINATED: 02/12/2009 V. Defendant GT Solar International, Inc. represented by C. Thomas Brown Ropes & Gray LLP Prudential Tower 800 Boylston St. Boston, MA thomas.brown@ropesgray.com

6 Christoper G. Green Ropes & Gray LLP Prudential Tower 800 Boylston St. Boston, MA Christopher B. Zimmerman Wilmer Cutler Pickering Hale & Dorr LLP (MA) 60 State St Boston, MA TER MINA TED: 01/15/2 010 David Hartnagel Ropes & Gray LLP Prudential Tower 800 Boylston St. Boston, MA James W. Prendergast Wilmer Cutler Pickering Hale & Dorr LLP (MA) 60 State St Boston, MA TER MINA TED: 01/14/2 010 Jeffrey B. Rudman

7 Wilmer Cutler Pickering Hale & Dorr LLP (MA) 60 State St Boston, MA TER MINA TED: 01/15/2010 Randall W. Bodner Ropes & Gray LLP Prudential Tower 800 Boylston St. Boston, MA W. Daniel Deane Nixon Peabody LLP 900 Elm St, 14th Flr Manchester, NH W. Scott O'Connell Nixon Peabody LLP 900 Elm St, 14th Flr Manchester, NH William H. Paine Wilmer Cutler Pickering Hale & Dorr LLP (MA) 60 State St Boston, MA TER MINA TED: 01/15/2010 Defendant

8 Thomas M. Zarrella represented by Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine

9 Defendant Robert W. Woodbury, Jr. represented by Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine

10 Defendant Edwin L. Lewis represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell

11 Defendant William H. Paine J. Bradford Forth represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner

12 Defendant W. Daniel Deane W. Scott O'Connell William H. Paine Ernest L. Godshalk represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman

13 Defendant Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine Richard K. Landers represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman David Hartnagel

14 Defendant James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine J. Michal Conaway represented by Christoper G. Green Christopher B. Zimmerman David Hartnagel

15 Defendant James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine Fusen E. Chen represented by C. Thomas Brown Christopher B. Zimmerman David Hartnagel

16 Defendant James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine Credit Suisse Securities (USA) LLC represented by B. Andrew Bednark O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY abednark@omm.com

17 Defendant Bradley J. Butwin O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY bbutwin@omm.com William J. Sushon O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY wsushon@omm.com Brooke E. Cucinella O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY bcucinella@omm.com Edmund J. Boutin Boutin Altieri PLLC PO Box 1107 Londonderry, NH eboutin@boutinlaw.com John L. Altieri, Jr. Boutin & Altieri PLLC 118 Main St Meredith, NH jaltieri@boutinlaw.com UBS Securities LLC represented by B. Andrew Bednark

18 Defendant Bradley J. Butwin William J. Sushon Brooke E. Cucinella Edmund J. Boutin John L. Altieri, Jr. Banc of America Securities, LLC represented by B. Andrew Bednark Bradley J. Butwin William J. Sushon Brooke E. Cucinella

19 Defendant Edmund J. Boutin John L. Altieri, Jr. Deutsche Bank Securities, Inc. represented by Bradley J. Butwin Defendant Brooke E. Cucinella Edmund J. Boutin John L. Altieri, Jr. Piper Jaffray & Co. represented by B. Andrew Bednark Bradley J. Butwin William J. Sushon

20 Defendant Brooke E. Cucinella Edmund J. Boutin John L. Altieri, Jr. Thomas Weisel Partners LLC represented by B. Andrew Bednark Defendant Bradley J. Butwin William J. Sushon Brooke E. Cucinella Edmund J. Boutin John L. Altieri, Jr. GT Solar Holdings, LLC represented by C. Thomas Brown

21 Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine

22 Defendant GFI Energy Ventures LLC represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman David Hartnagel James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane

23 Defendant W. Scott O'Connell William H. Paine Oaktree Capital Management, L.P. represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane

24 Defendant W. Scott O'Connell William H. Paine OCM/GFI Power Opportunities Fund represented by C. Thomas Brown II, L.P. Christoper G. Green Christopher B. Zimmerman James W. Prendergast Jeffrey B. Rudman Randall W. Bodner W. Daniel Deane

25 Defendant W. Scott O'Connell William H. Paine OCM/GFI Power Opportunities Fund represented by C. Thomas Brown II (Cayman) Christoper G. Green Christopher B. Zimmerman James W. Prendergast Jeffrey B. Rudman Randall W. Bodner

26 Defendant W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010 Lawrence D. Gilson represented by Christopher B. Zimmerman TERMINATED: 02/12/2009 TERMINATED: 01/15/2 010 James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2 010 W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010

27 Defendant Ian A. Schapiro represented by Christopher B. Zimmerman TERMINATED: 02/12/2009 TERMINATED: 01/15/2 010 Defendant James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2 010 W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010 Andrew G. Osler represented by Christopher B. Zimmerman TERMINATED: 02/12/2009 TERMINATED: 01/15/2 010 James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2 010

28 Defendant W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010 Stephen A. Kaplan represented by Christopher B. Zimmerman TERMINATED: 02/12/2009 TERMINATED: 01/15/2 010 James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2 010 W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010

29 Defendant Michael P. Harmon represented by Christopher B. Zimmerman TERMINATED: 02/12/2009 TERMINATED: 01/15/2 010 Defendant James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2 010 W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2 010 Richard Ernest Johnson represented by C. Thomas Brown Christoper G. Green Christopher B. Zimmerman

30 TERMINATED: 01/15/2010 David Hartnagel James W. Prendergast Jeffrey B. Rudman TERMINATED: 01/15/2010 Randall W. Bodner W. Daniel Deane W. Scott O'Connell William H. Paine TERMINATED: 01/15/2010 Date Filed # Docket Text 08/01/ NEW CASE/ COMPLAINT with Jury Demand. Filing fee $ 350, receipt number filed by Irving S. Braun. (Attachments: # 1 Civil Cover Sheet)(Cole, Christopher) (Entered: 08/01/2008)

31 08/04/2008 Case assigned to Judge Joseph N. Laplante. The case designation is: 1:08-cv-312-JL. Please show this number with the judge designation on all future pleadings. (jeb) (Entered: 08/04/2008) 08/04/ NOTICE. This case has been designated for Electronic Case Filing. All further submissions shall be filed in compliance with the Administrative Procedures for Electronic Case Filing. Pro se litigants are not required to file electronically and may continue to file documents in paper format. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE. (jeb) (Entered: 08/04/2008) 08/05/ Certification of Named Plaintiff Pursuant to Federal Securities Law by Irving S. Braun (Attachments: # 1 Braun Certification)(Cole, Christopher) (Entered: 08/05/2008) 08/07/ Potential CONSOLIDATION ORDER. Cases 08-cv-318-JL and 08-cv-312-JL reference each other as related cases and may be consolidated. Signed by Clerk James R. Starr. Objections to Consolidation due 9/24/2008. (amm) (Entered: 08/07/2008) 08/12/ Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL, and 1:08-cv-322-JL reference each other as related cases and may be consolidated. Signed by Deputy Clerk Janice E. BoucherFollowup on Objections to Consolidation deadline has been updated to 10/15/2008. (jeb) (Entered: 08/12/2008) 08/13/ Potential CONSOLIDATION ORDER. Cases 1:08-cv-318-JL, 1:08-cv-322-JL, and 1:08-cv-324-JM reference each other as related cases and may be consolidated. Signed by Clerk James R. Starr. Objections to Consolidation deadline has been updated to 10/15/2008. (jeb) (Entered: 08/13/2008) 08/19/ Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL, 1:08-cv-322-JL, 1:08-cv-324-JM, and 1:08-cv-330-JL reference each other as related cases and may be consolidated. Signed by Deputy Clerk Janice E. Boucher Objections to Consolidation due 10/15/2008.(jeb) (Entered: 08/19/2008) 08/21/ Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL, 1:08-cv-322-JL, 1:08-cv-324-JM, 1:08-cv-330-JL and 1:08-cv-336-JL reference each other as related cases and may be consolidated. Signed by Deputy Clerk Janice E. Boucher. Objections to Consolidation due 10/15/2008. (jeb) (Entered: 08/21/2008) 09/12/ NOTICE of Attorney Appearance by W. Scott O'Connell on behalf of Fusen E. Chen, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) (Entered: 09/12/2008) 09/12/ Disclosure Statement by GT Solar International, Inc. disclosing no parent companies, and no merger agreement (O'Connell, W.) (Entered: 09/12/2008) 09/12/ NOTICE of Attorney Appearance by W. Daniel Deane on behalf of Fusen E. Chen, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway (Deane, W.) (Entered: 09/12/2008)

32 09/12/ STIPULATION re: to Extend Time to Answer or Otherwise Respond by Fusen E. Chen, Irving S. Braun, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) (Entered: 09/12/2008) 09/15/2008 ENDORSED ORDER approving 12 Stipulation to Extend Time to Answer until after Consolidated Complaint is served and a briefing scheduled has been ordered. Text of Order: Approved. Signed by Judge Joseph N. Laplante. (dae) (Entered: 09/17/2008) 09/18/ Potential CONSOLIDATION ORDER. Cases 08cv312-JL, 08-cv-318-JL, 08cv322-JL, 08cv324-JM, 08-cv-330-JL, 08-cv-336-JL and 08-cv-374-PB reference each other as related cases and may be consolidated. Signed by Clerk James R. Starr. Objections to Consolidation due 10/15/08. (amm) Modified on 9/19/2008 to change obj to consolidation due to 10/15/08 instead of 11/5/08. (dae). (Entered: 09/18/2008) 09/19/2008 Corrective Entry to 13 Consolidation Order. Entry corrected to change date for objections to consolidation to 10/15/08 instead of 11/5/08 (dae) (Entered: 09/19/2008) 09/30/ MOTION to Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv ; 08-cv-00330; 08-cv-00336; 08-cv andfor Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel filed by Eugene Stricker, Robert Dykes. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2 Exhibit (Affidavit) of James V. Basian, # 3 Exhibit A to Bashian Declaration, # 4 Exhibit B to Bashian Declaration, # 5 Exhibit C to Bashian Declaration, # 6 Exhibit D to Bashian Declaration, # 7 Exhibit E to Bashian Declaration, # 8 Exhibit F to Bashian Declaration, # 9 Exhibit G to Bashian Declaration, # 10 Exhibit H to Basian Declaration)(Mallory, Mark) (Entered: 09/30/2008) 09/30/ MOTION to Consolidate Cases this case with 08-cv-318, 08-cv-322, 08-cv-324, 08- cv-330, 08-cv-336, 08-cv-374 filed by Purdy Family. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion to Consolidate, # 2 Proposed Order)(Hawkins, Christopher) (Entered: 09/30/2008) 09/30/ MOTION to Appoint Counsel and Appointment as Lead Plaintiff filed by Purdy Family. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, # 2 Exhibit (Affidavit) of Jeffrey C. Block, Esq., # 3 Exhibit A - Pendency Notices, # 4 Exhibit B - Certifications of Purdy Family, # 5 Exhibit C - Joint Declaration of the Purdy Family, # 6 Exhibit D - Calculation of Losses, # 7 Exhibit E - Firm Resume, # 8 Proposed Order)(Hawkins, Christopher) (Entered: 09/30/2008) 09/30/ MOTION to Consolidate Cases this case with , , , 08330, , filed by 2 West, Inc.. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law Memorandum of Law in Support of Motion for Consolidation, # 2 Exhibit (Affidavit) Declaration of Richard A. Speirs In Support of Motion for Consolidation, # 3 Exhibit Exhibit A to Declaration of Richard A. Speirs - Certifications, # 4 Exhibit Exhibit B to Declaration of Richard A. Speirs - Class Action Complaint, # 5 Exhibit Exhibit C to Declaration of Richard A. Speirs - Notice, # 6 Exhibit Exhibit D to Declaration of Richard A. Speirs - Firm Resume of Zwerling,

33 Schachter & Zwerling, LLP, # 7 Notice ECF Certificate of Service)(Chapman, William) (Entered: 09/30/2008) 09/30/ MOTION to Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv ; 08-cv-00330; 08-cv-00336; 08-cv filed by Joseph A. Berneski. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2 Proposed Order, # 3 Declaration of Jamie N. Hage, # 4 Exhibit A to Hage Declaration, # 5 Exhibit B to Hage Declaration, # 6 Exhibit C to Hage Declaration, # 7 Exhibit D to Hage Declaration, # 8 Exhibit E to Hage Declaration, # 9 Exhibit F to Hage Declaration, # 10 Certificate of Service)(Hage, Jamie) (Entered: 09/30/2008) 09/30/ MOTION To Be Appointed Lead Plaintiff and to Approve Lead Plaintiff's Choice of Counsel filed by Joseph A. Berneski. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2 Proposed Order, # 3 Declaration of Jamie N. Hage, # 4 Exhibit A to Hage Declaration, # 5 Exhibit B to Hage Declaration, # 6 Exhibit C to Hage Declaration, # 7 Exhibit D to Hage Declaration, # 8 Exhibit E to Hage Declaration, # 9 Exhibit F to Hage Declaration, # 10 Certificate of Service)(Hage, Jamie) (Entered: 09/30/2008) 09/30/ MOTION to Consolidate Cases this case with 08-cv-374-PB, 08-cv-336-JL, 08-cv- 330-JL, 08-cv-324-JM, 08-cv-322-JL, 08-cv-318-JL filed by Arkansas Public Employees Retirement System. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion, # 2 Proposed Order, # 3 Certificate of Service)(Bouchard, Kenneth) (Entered: 09/30/2008) 09/30/ MOTION to Appoint Counsel as Lead Counsel and Appointing Lead Plaintiff filed by Arkansas Public Employees Retirement System. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion, # 2 Proposed Order, # 3 Declaration of Ken Bouchard, # 4 Exhibit A to Declaration, # 5 Exhibit B to Declaration, # 6 Exhibit C to Declaration, # 7 Exhibit D to Declaration, # 8 Certificate of Service)(Bouchard, Kenneth) (Entered: 09/30/2008) 09/30/ MOTION to Consolidate Cases this case with 1:08-cv JL; 1:08-cv JL; 1:08-cv JL; 1:08-cv JM; 1:08-cv JL; 2:08-cv JL; 1:08-cv PB and Motion for Appointment as Lead Plaintiff filed by Walter Thoma. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law Memorandum of Points and Authorities, # 2 Exhibit (Affidavit) Declaration of Mark Punzalan, # 3 Exhibit Exhibit A, # 4 Exhibit Exhibit B, # 5 Exhibit Exhibit C, # 6 Exhibit Exhibit D, # 7 Proposed Order Proposed Order)(Punzalan, Mark) (Entered: 09/30/2008) 09/30/ Partially Assented to MOTION to Consolidate Cases this case with 1:08-318; 1:08-322; 1:08-324; 1:08-330; 1:08-336; 1:08-374, Appointment as Lead Plaintiffs and Approval of Selection of Lead and Liaison Counsel filed by Irving S. Braun. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2 Exhibit (Affidavit) of Christopher Cole, # 3 Exhibit A - 1 st Notice of Pendency of Action (affid), # 4 Exhibit B - Loss Chart, # 5 Exhibit C- Loftin & Unger Certs, # 6 Exhibit D - Coughlin Resume, # 7 Exhibit D-1 - Coughlin Resume, # 8 Exhibit E - Sheehan Resume, # 9 Exhibit E-1 - Sheehan Resume)(Cole, Christopher) (Entered: 09/30/2008) 10/02/ Addendum/Corrected (Signed) Declaration of James V. Bashian to 14 MOTION to, Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv-00324; 08-cv-

34 00330; 08-cv-00336; 08-cv and for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel by Eugene Stricker. (Mallory, Mark) (Entered: 10/02/2008) 10/03/ CONSOLIDATION ORDER. 08-cv-312-JL, 08-cv-318-JL, 08-cv-322-JL, 08-cv- 324-JM, 08-cv-330-JL, 08-cv-336-JL and 08-cv-374-JM are consolidated into one case. 08-cv-318-JL, 08-cv-322-JL, 08-cv-324-JM, 08-cv-330-JL, 08-cv-336-JL, 08- cv-374-jm are statistically closed. All future pleadings will be docketed in the main case: 07-cv-312-JL Signed by Judge Joseph N. Laplante. (cmp) (Entered: 10/03/2008) 10/09/ Notice of Withdrawal of GT Solar Investor Group's Motion for Consolidation, Appointment of Lead Counsel and for Approval of Selection of Lead Counsel (Document 14) by Eugene Stricker (Mallory, Mark) (Entered: 10/09/2008) 10/15/ Disclosure Statement by UBS Securities LLC disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Disclosure Statement by Banc of America Securities, LLC disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Disclosure Statement by Deutsche Bank Securities, Inc. disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Disclosure Statement by Piper Jaffray & Co. disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Disclosure Statement by Thomas Weisel Partners LLC disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Disclosure Statement by Credit Suisse Securities (USA) LLC disclosing parent companies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ NOTICE of Attorney Appearance by Edmund J. Boutin on behalf of Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC (Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Assented to MOTION for B. Andrew Bednark to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1 Exhibit (Affidavit) Declaration of B. Andrew Bednark)(Boutin, Edmund) (Entered: 10/15/2008) 10/15/ Assented to MOTION for William J. Sushon to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1 Exhibit (Affidavit) Declaration of William J. Sushon)(Boutin, Edmund) (Entered: 10/15/2008) 10/15/ NOTICE of Limited Withdrawal of the Purdy Family's Motion for Appointment as Lead Plaintiff by Purdy Family. (Hawkins, Christopher) (Entered: 10/15/2008)

35 10/15/ NOTICE of Attorney Appearance by John L. Altieri, Jr on behalf of Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC (Altieri, John) (Entered: 10/15/2008) 10/17/ NOTICE of Limited Withdrawal of Motion for Appointment As Lead Plaintiff by 2 West, Inc.. (Chapman, William) (Entered: 10/17/2008) 10/17/2008 ENDORSED ORDER Text of Order: Plaintiff's counsel shall notify the Court when service is complete. Signed by Judge Joseph N. Laplante. (Laplante, Joseph) (Entered: 10/17/2008) 10/17/ Notice of Withdrawal of Motion: 19 MOTION To Be Appointed Lead Plaintiff and to Approve Lead Plaintiff's Choice of Counsel. (Hage, Jamie) (Entered: 10/17/2008) 10/17/ Assented to MOTION for William H. Paine to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, Michael P. Harmon, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) of William H. Paine)(O'Connell, W.) (Entered: 10/17/2008) 10/17/ Assented to MOTION for Jeffrey B. Rudman to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, Michael P. Harmon, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) of Jeffrey B. Rudman)(O'Connell, W.) (Entered: 10/17/2008) 10/17/ Assented to MOTION for Christopher B. Zimmerman to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, Michael P. Harmon, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) Christopher B. Zimmerman)(O'Connell, W.) (Entered: 10/17/2008) 10/17/ MOTION to Withdraw 22 MOTION to Consolidate Cases this case with 1:08-cv JL; 1:08-cv JL; 1:08-cv JL; 1:08-cv JM; 1:08-cv JL; 2:08-cv JL; 1:08-cv PB and Motion for Appointment as Lead Plaintiff filed by Walter Thoma. Follow up on Objection on 11/3/2008. (Punzalan, Mark) (Entered: 10/17/2008) 10/17/2008 ENDORSED ORDER granting 34 Motion for B. Andrew Bednark to Appear Pro Hac Vice. Text of Order: Granted on the condition that B. Andrew Bednark

36 completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 11/3/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(cmp) (Entered: 10/21/2008) 10/17/2008 ENDORSED ORDER granting 35 Motion for William J. Sushon to Appear Pro Hac Vice. Text of Order: Granted on the condition that William J. Sushon completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 11/3/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(cmp) (Entered: 10/21/2008) 10/20/ Addendum/Further Memorandum in Support to 21 MOTION to Appoint Counsel as Lead Counsel and Appointing Lead Plaintiff filed by Arkansas Public Employees Retirement System. (Bouchard, Kenneth) (Entered: 10/20/2008) 10/22/2008 ENDORSED ORDER granting 40 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that William H. Paine completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 11/10/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 10/22/2008) 10/22/2008 ENDORSED ORDER granting 41 Motion for Jeffrey B. Rudman to Appear Pro Hac Vice. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 10/22/2008) 10/22/2008 ENDORSED ORDER granting 42 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Christopher B. Zimmerman completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 11/10/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 10/22/2008) 10/23/2008 NOTICE OF DUPLICATE PAYMENT: Attorney W. Scott O'Connell on behalf of Fusen E. Chen, et al submitted a duplicate payment re Filing dated 10/21/08 of an incomplete filing of an Assented to MOTION to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ). The filer shall request a refund in writing directed to the Clerk of Court and filed conventionally within ten (10) days, identifying the case number, filing date, and the name of the attorney whose ECF login and password was used to make the submission. Follow up on Duplicate Payment on 11/10/2008. (amm) (Entered: 10/23/2008) 10/23/ Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL and 1:08-cv-437- PB reference each other as related cases and may be consolidated. Signed by Deputy Clerk Janice E. Boucher. Objections to Consolidation due 12/8/2008. (jeb)

37 (Entered: 10/23/2008) 10/29/2008 ENDORSED ORDER granting 21 Motion to Appoint Counsel as Lead Counsel and Appointing Lead Plaintiff filed by Arkansas Public Employees Retirement System. Text of Order: Granted pursuant to Local Rule 7.1(b), as there is no objection. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/29/2008) 10/29/2008 ENDORSED ORDER granting 43 Motion to Withdraw 22 Motion for Appointment as Lead Plaintiff filed by Walter Thoma. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/29/2008) 10/29/2008 ENDORSED ORDER denying 16 Motion to Appoint Counsel and Appointment as Lead Plaintiff filed by the Purdy Family. Text of Order: Denied per order dated 10/29/08 granting doc. #21. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/29/2008) 10/31/ Assented to MOTION for Bradley J. Butwin to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1 Exhibit Declaration of Bradley J. Butwin In Support of Motion For Admission Pro Hac Vice)(Altieri, John) (Entered: 10/31/2008) 10/31/ REFUND ORDER on duplicate payment made by W. Scott O'Connell's Office re: Incomplete PHV Motion filed on 10/17/08. Signed by Clerk James R. Starr. (Attachments: # 1 Coverletter)(cmp) (Entered: 10/31/2008) 11/04/2008 ENDORSED ORDER granting 46 Motion for Bradley J. Butwin to Appear Pro Hac Vice. Text of Order: Granted on the condition that Bradley J. Butwin completes an online ECF Registration Form within 10 days So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 11/24/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(cmp) (Entered: 11/04/2008) 11/05/2008 NOTICE: Refund of Duplicate Payment to Scott O'Connell's Office processed on November 5th, 2008 re: 47 Refund Order (cmp) (Entered: 11/06/2008) 11/07/ RESPONSE re 45 Consolidation Order, filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, Michael P. Harmon, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 11/07/2008) 11/11/ STIPULATION re: Proposed Order Regarding Schedule by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G.

38 Osler, Piper Jaffray & Co., Stephen A. Kaplan, Michael P. Harmon, Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J. Michal Conaway (O'Connell, W.) (Entered: 11/11/2008) 11/13/ Assented to MOTION for Matthew K. Handley to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Arkansas Public Employees Retirement System. (Attachments: # 1 Exhibit (Affidavit) of Matthew Handley)(Bouchard, Kenneth) (Entered: 11/13/2008) 11/13/ Assented to MOTION for Daniel S. Sommers to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Arkansas Public Employees Retirement System. (Attachments: # 1 Exhibit (Affidavit) of Daniel S. Sommers)(Bouchard, Kenneth) (Entered: 11/13/2008) 11/13/ Assented to MOTION for Steven J. Toll to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Arkansas Public Employees Retirement System. (Attachments: # 1 Exhibit (Affidavit) of Steven J. Toll)(Bouchard, Kenneth) (Entered: 11/13/2008) 11/13/2008 ENDORSED ORDER approving 49 Stipulation re:proposed Order Regarding Schedule. Text of Order: Approved. So Ordered by Judge Joseph N. Laplante. (cmp) (Entered: 11/14/2008) 11/14/2008 ENDORSED ORDER granting 50 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Matthew K. Handley completes at online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 12/4/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 11/14/2008) 11/14/2008 ENDORSED ORDER granting 51 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Daniel S. Sommers completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 12/4/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 11/14/2008) 11/14/2008 ENDORSED ORDER granting 52 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Steven J. Toll completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 12/4/2008. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 11/14/2008) 11/20/ NOTICE of Firm Name Change by Arkansas Public Employees Retirement System. (Bouchard, Kenneth) (Entered: 11/20/2008) 12/11/ CONSOLIDATION ORDER. 08-cv-437-PB and 08-cv-312-JL are consolidated

39 into one case. 08-cv-437-PB is statistically closed. Signed by Judge Joseph N. Laplante. (cmp) (Entered: 12/12/2008) 12/11/ MOTION to Remand (from Consolidated case 08-cv-437-PB) filed by Joyce T. Hamel. Follow up on Objection on 1/2/2009. (Attachments: # 1 Memorandum of Law, # 2 Exhibit (Affidavit) Declaration of Lucy J. Karl, Esquire, # 3 Attachment to Exhibit A-Order, Layne v. Countrywide, # 4 Attachment to Exhibit B-Pipefitters v. Salem Comm, et al, # 5 Attachment to Exhibit C-Order, Steamfitters v. Quality Distribution, # 6 Attachment to Exhibit D-Order, Martin v. Bellsouth)(cmp) (Entered: 12/12/2008) 12/22/ AMENDED COMPLAINT against Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway with jury demand filed by Arkansas Public Employees Retirement System.(Toll, Steven) (Entered: 12/22/2008) 01/05/ MEMORANDUM in Opposition re 55 MOTION to Remand filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 01/05/2009) 01/05/ Assented to MOTION for Oral Argument filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 01/05/2009) 01/05/ MEMORANDUM in Opposition re 55 MOTION to Remand filed by Arkansas Public Employees Retirement System. (Toll, Steven) (Entered: 01/05/2009) 01/08/2009 ENDORSED ORDER granting 58 Motion for Oral Argument. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 01/08/2009) 01/08/2009 NOTICE re: 55 MOTION to Remand. Motion Hearing (ORAL ARGUMENT) set for 2/2/ :00 PM before Judge Joseph N. Laplante. (cmp) (Entered: 01/08/2009) 01/08/2009 ORAL Notice of Intent to Reply (by Joyce T. Hamel) to Objections to 55 MOTION to Remand. Follow up on Reply on 1/23/2009. (cmp) (Entered: 01/08/2009) 01/15/ Assented to MOTION for James W. Prendergast to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, Michael P. Harmon, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk,

40 Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: Affidavit of James W. Prendergast)(O'Connell, W.) (Entered: 01/15/2009) 01/16/2009 ENDORSED ORDER granting 60 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that James W. Prendergast completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 2/5/2009. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/16/2009) 01/20/ Assented to MOTION for Leave to File to File a Supplemental Memorandum of Law in Support of Lead Plaintiff's Request for Stay filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Memorandum of Law Exhibit A: Supplemental Memorandum of Law in Support of Lead Plaintiff's Request for Stay)(O'Connell, W.) (Entered: 01/20/2009) 01/21/ Assented to MOTION to Extend Time to File a Reply Memorandum to the Federal Plaintiff and Defendants' Memoranda in Opposition to the Motion for Remand (Dkt. 57 and 59) to January 28, 2009 filed by Joyce T. Hamel. (Karl, Lucy) (Entered: 01/21/2009) 01/21/2009 ENDORSED ORDER granting 62 Motion to Extend Time to File a Reply Memorandum to the Federal Plaintiff and Defendants' Memoranda in Opposition to the Motion for Remand (Dkt. 57 and 59) to January 28, Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 01/21/2009) 01/21/2009 ENDORSED ORDER granting 61 Motion for Leave to File a Supplemental Memorandum of Law in Support of Lead Plaintiff's Request for Stay. Text of Order: Granted. Barring unforseen circumstances, the court intends to issue a ruling from the bench at the February 2 hearing, so the supplemental memo shall be filed no later than January 27, So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 01/21/2009) 01/21/ MEMORANDUM in Opposition re 55 MOTION to Remand - Defendants' Supplemental Memorandum in Support of Lead Plaintiff's Request for Stay (See Doc 59 - Lead Pl.'s Opp. to Mot. to Remand) filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 01/21/2009) 01/27/ Assented to MOTION for Walter W. Noss, Esquire to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Joyce T. Hamel. (Attachments: # 1 Exhibit (Affidavit) of Walter W. Noss, Esquire)(Karl, Lucy) (Entered: 01/27/2009)

41 01/27/2009 ENDORSED ORDER granting 64 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Walter W. Noss completes an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Notice of Compliance Deadline set for 2/13/2009. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/27/2009) 01/28/ REPLY to Objection to Motion re 55 MOTION to Remand filed by Joyce T. Hamel. (Attachments: # 1 Exhibit (Affidavit) Declaration of Lucy J. Karl, Esquire, # 2 Exhibit A-5/4/98, Rpt of the Senate Committee on Banking, # 3 Exhibit B-7/21/98, Rpt of House Committee on Commerce, # 4 Exhibit C-10/9/98, Rpt of House of Conference)(Karl, Lucy) (Entered: 01/28/2009) 01/28/ NOTICE of Supplemental Authority for Opposition to Remand by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit A: Knox v. Agria Corp. Decision)(O'Connell, W.) (Entered: 01/28/2009) 02/02/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTION HEARING held on 2/2/2009 re 55 MOTION to Remand.ORAL ORDER granting Motion to Remand. Written Order to issue. (Court Reporter: Susan Bateman) (Pltfs Atty: Ken Bouchard, Daniel Sommers, Lucy Karl, Walter Noss) (Defts Atty: James Predergast, Chris Zimmerman, Scott O'Connell, Ed Boutin, Bill Sushon)(Total Hearing Time: 1 hr 10 min) (cmp) (Entered: 02/02/2009) 02/05/ MOTION to Dismiss filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. Follow up on Objection on 2/23/2009. (Attachments: # 1 Memorandum of Law in Support of Defendants' Motion to Dismiss, # 2 Exhibit (Affidavit) of Christopher B. Zimmerman in Support of Defendants' Motion to Dismiss, # 3 Exhibit A to Zimmerman Affidavit: Final Registration Statement Form S 1 A July , # 4 Exhibit B to Zimmerman Affidavit: Prospectus Form 424B4 July , # 5 Exhibit C to Zimmerman Affidavit: LDK Press Release July , # 6 Exhibit D to Zimmerman Affidavit: GTSolar Press Release July )(O'Connell, W.) (Entered: 02/05/2009) 02/05/ Assented-To Motion for Oral Argument by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L.

42 Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) Modified on 2/6/2009 to correct event to Motion: (cmp). (Entered: 02/05/2009) 02/06/2009 ENDORSED ORDER granting 68 Motion for Oral Argument. Text of Order: Granted. Although the court is confused by the reference to the "motion to remand" in the prayer for relief of the motion for oral argument, oral argument is granted as to the motion to dismiss, as this court sua sponte schedules hearings on all dispositive and otherwise significant motions. Counsel should anticipate a brief written order on the motion to remand early next week. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 02/06/2009) 02/06/ TRANSCRIPT of Proceedings for Oral Argument on Motion for Remand held on February 2, Court Reporter: Susan Bateman, Telephone # Transcript is available for public inspection, but may not be copied or otherwise reproduced, at the Clerk's Office for a period of 90 days. Additionally, only attorneys of record and pro se parties with an ECF login and password who purchase a transcript from the court reporter will have access to the transcript through PACER during this 90-day period. If you would like to order a copy, please contact the court reporter at the above listed phone number. NOTICE: Any party who requests an original transcript has 21 days from service of this notice to determine whether it is necessary to redact any personal identifiers and, if so, to electronically file a Redaction Request. Redaction Request Follow Up 3/2/2009. Redacted Transcript Follow Up 3/12/2009. Release of Transcript Restriction set for 5/7/2009. (cmp) (Entered: 02/09/2009) 02/12/2009 ///ENDORSED ORDER granting 55 Motion to Remand filed by Joyce T. Hamel(in the 08cv437PB case only). Text of Order: GRANTED. See In re Tyco Intl, Ltd., 322 F. Supp. 2d 116 (D.N.H. 2004). Motion for stay denied without prejudice. So Ordered by Judge Joseph N. Laplante. (jb) Modified on 3/17/2009 to add:(in the 08cv437PB case only) (cmp). (Entered: 02/12/2009) 02/12/ NOTICE of Clarification by Arkansas Public Employees Retirement System. (Toll, Steven) (Entered: 02/12/2009) 03/23/ MEMORANDUM in Opposition re 67 MOTION to Dismiss filed by Arkansas Public Employees Retirement System. (Sommers, Daniel) (Entered: 03/23/2009) 04/06/ Notice of Intent to Reply to Objection to 67 MOTION to Dismiss. Follow up on Reply on 4/23/2009. (O'Connell, W.) (Entered: 04/06/2009) 04/15/ MOTION to Stay Discovery in Hamel v. GT Solar under SL USA filed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. Follow up on Objection on 5/4/2009. (Attachments: # 1 Memorandum of Law, # 2 Proposed Order Granting Motion to Stay, # 3 Exhibit (Affidavit) Declaration of Edmund J. Boutin, # 4 Attachment to Exhibit -Exh A to Boutin Decl, # 5 Attachment to Exhibit - Exh B to Boutin Decl, # 6 Attachment to Exhibit -Exh C to Boutin Decl, # 7 Attachment to Exhibit -Exh D to Boutin Decl, # 8 Attachment to Exhibit -Exh E to Boutin Decl, # 9 Attachment to Exhibit -Exh F to Boutin Decl, # 10 Attachment to Exhibit -Verif to Boutin Decl)(Boutin, Edmund) (Entered: 04/15/2009)

43 04/15/ MOTION to Expedite Treatment of the Underwriter Defendants' Motion to Stay Discovery in Hamel v. GT Solar under SLUSA filed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. Follow up on Objection on 5/4/2009. (Boutin, Edmund) (Entered: 04/15/2009) 04/16/ MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc. filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. Follow up on Objection on 5/4/2009. (O'Connell, W.) (Entered: 04/16/2009) 04/21/2009 ENDORSED ORDER granting 73 Motion to Stay Discovery in Hamel v. GT Solar under SLUSA; granting 75 Motion to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc. Text of Order: Granted, all discovery in state court litigation temporarily stayed pending hearing on motions to stay discovery. The clerk shall schedule a hearing. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 04/21/2009) 04/21/ ORDER Vacating 4/21/09 ruling on 73 Motion to Stay, 75 Motion to Stay. Signed by Judge Joseph N. Laplante. (cmp) (Entered: 04/21/2009) 04/21/2009 ENDORSED ORDER granting 74 Motion to Expedite. Text of Order: Granted. All discovery in state court litigation temporarily stayed pending hearing on motions to stay discovery(#73 and #75). The clerk shall schedule a hearing So Ordered by Judge Joseph N. Laplante. (cmp) (Entered: 04/21/2009) 04/21/2009 NOTICE of Hearing re: 73 MOTION to Stay Discovery in Hamel v. GT Solar under SLUSA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc.. Oral Argument set for 5/4/2009 at 0 1: 00 PM before Judge Joseph N. Laplante. (cmp) (Entered: 04/21/2009) 04/22/ REPLY to Objection to Motion re 67 MOTION to Dismiss filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 04/22/2009) 04/29/ REPLACED BY DOCUMENT #79. OBJECTION to 73 MOTION to Stay Discovery in Hamel v. GT Solar under SLUSA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc. filed by Joyce T. Hamel. (Attachments: # 1 Exhibit (Affidavit) Lucy J. Karl, Esquire, # 2 Exhibit A-Court Order Dated 3/24/09, # 3 Exhibit B-Excerpts of Transcript Dated 2/2/09)(Karl, Lucy) Modified on 4/29/2009 to add: REPLACED BY DOCUMENT #79. (cmp). (Entered: 04/29/2009) 04/29/ OBJECTION to 73 MOTION to Stay Discovery in Hamel v. GT Solar under SLUSA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l,

44 Inc. AMENDED AND REPLACES DOCUMENT #78 filed by Joyce T. Hamel. (Attachments: # 1 Exhibit (Affidavit) Lucy J. Karl, Esquire, # 2 Exhibit A-Court Order dated 3/24/09, # 3 Exhibit B-Excerpts of Transcript Dated 2/2/09)(Karl, Lucy) (Entered: 04/29/2009) 04/29/ RESPONSE to Motion re 73 MOTION to Stay Discovery in Hamel v. GT Solar under SL USA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc. filed by Arkansas Public Employees Retirement System. (Sommers, Daniel) (Entered: 04/29/2009) 05/01/ Assented to MOTION for Leave to File a reply brief in further support of their Motion to Stay Discovery filed by Credit Suisse Securities (USA) LLC, Banc of America Securities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1 Exhibit - Underwriter Defs' Reply Brief)(Boutin, Edmund) (Entered: 05/01/2009) 05/01/ NOTICE of Errata by Arkansas Public Employees Retirement System. (Sommers, Daniel) (Entered: 05/01/2009) 05/04/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTION HEARING re 73 MOTION to Stay Discovery in Hamel v. GT Solar under SL USA and 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l, Inc. cancelled. In Chambers conference was held. Parties to file a pleading on the agreed to stay issues. (Pltfs Atty: Ken Bouchard, Daniel Sommers, Lucy Karl, Walter Noss) (Defts Atty: James Predergast, Chris Zimmerman, Scott O'Connell, Ed Boutin, Bill Sushon, Andrew Bednark)(Total Hearing Time: 10 mins) (cmp) (Entered: 05/04/2009) 05/21/ Stipulated Joint [Proposed] Case Management Order by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J. Michal Conaway (O'Connell, W.) (Entered: 05/21/2009) 05/22/2009 ENDORSED ORDER Approving 83 Stipulated Joint Case Management Order. Text of Order: Approved. On the date of the recently canceled (by agreement) hearing on the motion to stay, the court informally notified counsel that it would shortly take up active consideration of the motion to dismiss. The parties and counsel are informed that, because of the court's recent trial schedule, and the number of dispositive motions pending in cases with imminent trial dates, it may take the court longer than it previously anticipated to reach the motion to dismiss. The court apologizes for the unanticipated delay. Signed by Judge Joseph N. Laplante. (cmp) (Entered: 05/22/2009) 08/12/2009 ENDORSED ORDER Text of Order: The court has undertaken active consideration of the motion to dismiss, with the intention of issuing an order on the

45 motion in September. It is the court's practice to hear oral argument on all dispositive motions, and the Deputy Clerk is directed to schedule a hearing during the week of September 21, 2009, but if none of the parties desire oral argument, counsel are asked to so notify the Deputy Clerk as soon as practicable and the court will issue an order based on the filings. Further, if there is any reason that the court should not actively consider the motion at this time (such as an imminent settlement or planned, potentially successful mediation), counsel are requested to immediately notify the Deputy Clerk. Signed by Judge Joseph N. Laplante. (Laplante, Joseph) (Entered: 08/12/2009) 08/14/2009 NOTICE re: 67 MOTION to Dismiss. ORAL ARGUMENT set for 9/22/2009 at 10:00 AM before Judge Joseph N. Laplante. (cmp) (Entered: 08/14/2009) 09/22/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTION HEARING held on 9/22/2009 re 67 MOTION to Dismiss. ORAL ORDER DENYING MOTION TO DISMISS. WRITTEN ORDER TO ISSUE. (Court Reporter: Susan Bateman) (Pltfs Atty: Ken Bouchard, Matthew Handley, Daniel Sommers) (Defts Atty: Jeffrey Rudman, James Prendergast, John Altieri, Ed Boutin, William Sushon, W. O'Connell, Christopher Zimmerman)(Total Hearing Time: 1 hr 10 mins) (cmp) (Entered: 09/22/2009) 10/02/ Assented to MOTION to Extend Time to Answer to a date up to and including 45 days following the issuance of a written opinion or order denying Motion to Dismiss Consolidated Class Action Complaint filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 10/02/2009) 10/05/2009 ENDORSED ORDER granting 84 Motion to Extend Time to Answer to a date up to and including 45 days following the issuance of a written opinion or order denying Motion to Dismiss Consolidated Class Action Complaint. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/05/2009) 10/07/ TRANSCRIPT of Proceedings for Motion Hearing held on September 22, Court Reporter: Susan Bateman, Telephone # Transcript is available for public inspection, but may not be copied or otherwise reproduced, at the Clerk's Office for a period of 90 days. Additionally, only attorneys of record and pro se parties with an ECF login and password who purchase a transcript from the court reporter will have access to the transcript through PACER during this 90-day period. If you would like to order a copy, please contact the court reporter at the above listed phone number. NOTICE: Any party who requests an original transcript has 21 days from service of this notice to determine whether it is necessary to redact any personal identifiers and, if so, to electronically file a Redaction Request. Redaction Request Follow Up 11/2/2009. Redacted Transcript Follow Up 11/10/2009. Release of Transcript Restriction set for 1/7/2010. (cmp) (Entered: 10/07/2009)

46 10/07/ ORDER denying 67 Motion to Dismiss. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/07/2009) 11/06/ Further Stipulated (Proposed) Case Management Order and Joint Request to Amend Deadlines by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J. Michal Conaway (Attachments: # 1 Exhibit A: [Proposed] Case Management Schedule)(O'Connell, W.) (Entered: 11/06/2009) 11/13/ Stipulated [Proposed] Protective Order Concerning Disclosure of Confidential Information by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J. Michal Conaway (Attachments: # 1 Exhibit A: Expert/Consultant Declaration/Acknowledgement)(O'Connell, W.) (Entered: 11/13/2009) 11/13/ Proposed Discovery Plan and Further [Proposed] Joint Case Management Order filed by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J. Michal Conaway. (O'Connell, W.) (Entered: 11/13/2009) 11/16/2009 ENDORSED ORDER granting 89 Proposed Discovery Plan and Further [Proposed] Joint Case Management Order. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 11/16/2009) 11/16/ TRANSCRIPT AMENDED (pg. 33, line 10) of Proceedings for Motion Hearing held on 9/22/2009. Court Reporter: Susan Batemen, Telephone # Transcript is available for public inspection, but may not be copied or otherwise reproduced, at the Clerk's Office for a period of 90 days. Additionally, only attorneys of record and pro se parties with an ECF login and password who purchase a transcript from the court reporter will have access to the transcript through PACER during this 90-day

47 period. If you would like to order a copy, please contact the court reporter at the above listed phone number. NOTICE: Any party who requests an original transcript has 21 days from service of this notice to determine whether it is necessary to redact any personal identifiers and, if so, to electronically file a Redaction Request. Redaction Request Follow Up 12/10/2009. Redacted Transcript Follow Up 12/21/2009. Release of Transcript Restriction set for 2/16/2010. (kad) (Entered: 11/16/2009) 11/16/ ORDER Approving 88 Stipulated [Proposed] Protective Order Concerning Disclosure of Confidential Information. Signed by Judge Joseph N. Laplante. (cmp) (Entered: 11/17/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Banc of America Securities, LLC. (Boutin, Edmund) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Credit Suisse Securities (USA) LLC. (Boutin, Edmund) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Deutsche Bank Securities, Inc.. (Boutin, Edmund) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Piper Jaffray & Co.. (Boutin, Edmund) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by UBS Securities LLC. (Boutin, Edmund) (Entered: 11/23/2009) 11/23/ ANSWER to 56 Amended Complaint,, filed by Thomas Weisel Partners LLC. (Boutin, Edmund) (Entered: 11/23/2009) 11/24/2009 TRIAL NOTICE: LR 16.2(d) Objections due 10/12/2011. Jury Trial set for three-week period beginning 11/1/ :3 0 AM before Judge Joseph N. Laplante. Final Pretrial Conference set for 10/19/ :00 AM before Judge Joseph N. Laplante. Pretrial Statements due 9/28/2011. Subsequent Bench Trial set for the week beginning 11/21/ :30 AM before Judge Joseph N. Laplante. (cmp) (Entered: 11/24/2009) 11/24/2009 NOTICE of ECF Filing Error re: 95 Answer to Amended Complaint filed by Deutsche Bank Securities, Inc., 93 Answer to Amended Complaint filed by Banc of America Securities, LLC, 97 Answer to Amended Complaint filed by UBS Securities LLC, 98 Answer to Amended Complaint filed by Thomas Weisel Partners LLC, 96 Answer to Amended Complaint filed by Piper Jaffray & Co., 94 Answer to Amended Complaint filed by Credit Suisse Securities (USA) LLC. The login and password used must equal the /s/ name on the pleading. NO ACTION REQUIRED - FOR INFORMATIONAL

48 PURPOSES ONLY AND MERELY INTENDED TO EDUCATE ALL PARTIES IN THE CASE. If the filing party has any questions concerning this notice, please contact the judge's case manager at (kad) (Entered: 11/24/2009) 01/14/ Assented to MOTION for Christopher G. Green to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: Christopher G. Green)(O'Connell, W.) (Entered: 01/14/2010) 01/14/ Assented to MOTION for Randall W. Bodner to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: Randall W. Bodner)(O'Connell, W.) (Entered: 01/14/2010) 01/14/ Assented to MOTION for David Hartnagel to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: David Hartnagel)(O'Connell, W.) (Entered: 01/14/2010) 01/14/ Assented to MOTION for C. Thomas Brown to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: C. Thomas Brown)(O'Connell, W.) (Entered: 01/14/2010) 01/14/ NOTICE of Attorney Withdrawal by W. Scott O'Connell on behalf of Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) (Entered: 01/14/2010) 01/15/2010 ENDORSED ORDER granting 99 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Christopher G. Green complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 1/28/2010. To access the online registration form,

49 click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/15/2010) 01/15/2010 ENDORSED ORDER granting 100 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Randall W. Bodner complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 1/28/2010. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/15/2010) 01/15/2010 ENDORSED ORDER granting 101 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that David Hartnagel complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 1/28/2010. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/15/2010) 01/15/2010 ENDORSED ORDER granting 102 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that C. Thomas Brown complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 1/28/2010. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 01/15/2010) 03/29/ STIPULATION re 87 Miscellaneous Filing,,, re: to Extend Time for Class Certification Briefing by Arkansas Public Employees Retirement System (Bouchard, Kenneth) (Entered: 03/29/2010) 03/30/2010 ENDORSED ORDER Granting 104 Stipulation re 87 Case Management Order. Text of Order: Granted. The court appreciates counsel's thorough compliance with the Local Rules 7.1 and 7.2, which facilitated the expeditious ruling on this motion. SO ORDERED by Judge Joseph N. Laplante. (cmp) (Entered: 03/31/2010) 04/20/ MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS filed by Arkansas Public Employees Retirement System. Follow up on Objection on 5/7/2010. (Attachments: # 1 Memorandum of Law, # 2 Declaration in Support of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G)(Sommers, Daniel) (Entered: 04/20/2010) 04/22/ WITHDRAWN PER APPROVED STIPULATION DATED 5/18/10. MOTION for Protective Order filed by 2 West, Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Robert Dykes, Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma, Stephen Unger. Follow up on Objection on 5/10/2010. (Attachments: # 1 Memorandum of Law, # 2 Declaration in Support of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D)(Sommers, Daniel) Modified on 5/18/2010 to add: WITHDRAWN PER APPROVED STIPULATION DATED 5/18/10. (cmp). (Entered: 04/22/2010) 04/30/ MOTION to Certify Class filed by Arkansas Public Employees Retirement System.

50 Follow up on Objection on 5/17/2010. (Attachments: # 1 Memorandum of Law, # 2 Declaration in Support of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H)(Sommers, Daniel) (Entered: 04/30/2010) 05/03/2010 NOTICE of ECF Filing Error re: 107 MOTION to Certify Class and 106 MOTION for Protective Order. No description of exhibit or attachment was included. Exhibits or attachment shall be followed by a short description of the document and shall not exceed five words. AP 2.5(a). See How to Properly Attach Exhibits to Pleadings. NO ACTION REQUIRED - FOR INFORMATIONAL PURPOSES ONLY AND MERELY INTENDED TO EDUCATE ALL PARTIES IN THE CASE. If the filing party has any questions concerning this notice, please contact the judge's case manager at (cmp) (Entered: 05/03/2010) 05/04/ STIPULATION re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS (to Extend Time to Respond to May 14, 2010) by 2 West, Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Robert Dykes, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma, Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella (O'Connell, W.) Modified on 5/4/2010 to add:date - May 14th (cmp). (Entered: 05/04/2010) 05/04/2010 ENDORSED ORDER approving 108 Stipulation re 105 Motion to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS (to Extend Time to Respond to May 14, 2010). Text of Order: Approved. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/05/2010) 05/05/ STIPULATION re 106 MOTION for Protective Order re: (to Extend Time to Respond to May 14, 2010) by 2 West, Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Robert Dykes, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma, Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella (O'Connell, W.) (Entered: 05/05/2010) 05/06/2010 ENDORSED ORDER approving 109 Stipulation re 106 Motion for Protective Order re (to Extend Time to Respond to May 14, 2010). Text of Order: Approved. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/07/2010) 05/14/ MEMORANDUM in Opposition re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS filed by Fusen E. Chen, J. Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P.,

51 Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Exhibit (Affidavit) of C. Thomas Brown)(O'Connell, W.) (Entered: 05/14/2010) 05/14/ STIPULATION re 106 MOTION for Protective Order re: to Withdraw Plaintiffs' Motion for a Protective Order and GT Solar Defendants' Notices of Deposition by 2 West, Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Robert Dykes, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma, Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella (O'Connell, W.) (Entered: 05/14/2010) 05/14/ Assented to MOTION for Oral Argument filed by Fusen E. Chen, J. Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella. (O'Connell, W.) (Entered: 05/14/2010) 05/17/ Notice of Intent to Reply to Objection to 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS. Follow up on Reply on 6/4/2010. (Sommers, Daniel) (Entered: 05/17/2010) 05/18/2010 ENDORSED ORDER granting 111 Stipulation to Withdraw Plaintiffs' Motion for a Protective Order etc... Text of Order: Granted. So ordered by Judge Joseph N. Laplante. (cmp) (Entered: 05/18/2010) 05/19/2010 ENDORSED ORDER granting 112 Motion for for Oral Argument. Text of Order: Granted. Hearing to be scheduled for June 9. Further, the "noticed-up" reply, limited the issues and arguments raised in the objection, shall be filed on or before May 26, and any surreply (hereby allowed but not required), limited to issues and arguments advanced in the reply, shall be filed no later than June 2. So Ordered by Judge Joseph N. Laplante. (cmp) (Entered: 05/19/2010) 05/19/2010 NOTICE re: 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS. ORAL ARGUMENT set for 6/9/ :30 AM before Judge Joseph N. Laplante. (cmp) (Entered: 05/19/2010) 05/26/ REPLY to Objection to Motion re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS filed by Arkansas Public Employees Retirement System. (Sommers, Daniel) (Entered: 05/26/2010) 05/28/ Joint Assented to MOTION to Amend 89 Proposed Discovery Plan and Further [Proposed] Joint Case Management Order filed by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS; 104 Stipulation With Respect to Class Discovery Only filed by 2 West, Inc., Arkansas Public Employees Retirement System, Banc of America Securities, LLC, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Robert Dykes, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk,

52 Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Piper Jaffray & Co., Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma, Thomas Weisel Partners LLC, UBS Securities LLC, Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella. (O'Connell, W.) Modified on 5/28/2010 to take out duplicate text(dae). (Entered: 05/28/2010) 05/28/2010 ENDORSED ORDER granting 115 Motion to Amend 89 Proposed Discovery Plan and Further [Proposed] Joint Case Management Order. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/28/2010) 06/02/ SURREPLY to Reply to 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS filed by Fusen E. Chen, J. Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella. (O'Connell, W.) (Entered: 06/02/2010) 06/07/ Assented to MOTION for Brooke E. Cucinella to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Banc of America Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC, UBS Securities LLC. (Attachments: # 1 Exhibit (Affidavit) Cucinella Affidavit)(Boutin, Edmund) (Entered: 06/07/2010) 06/08/ Assented to MOTION for Joshua M. Kolsky to Appear Pro Hac Vice (Filing fee $ 100, Receipt # ) filed by Arkansas Public Employees Retirement System. (Attachments: # 1 Exhibit (Affidavit) Affidavit of Joshua Kolsky)(Bouchard, Kenneth) (Entered: 06/08/2010) 06/08/2010 ENDORSED ORDER granting 117 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Brooke E. Cucinella complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 6/21/2010. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 06/08/2010) 06/08/2010 ENDORSED ORDER granting 118 Motion to Appear Pro Hac Vice. Text of Order: Granted on the condition that Joshua M. Kolsky complete an online ECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECF Registration Deadline set for 6/21/2010. To access the online registration form, click HERE. Persons filing electronically are strongly encouraged to complete the interactive training modules available on the courts website. To access these modules, click HERE.(jb) (Entered: 06/08/2010) 06/09/2010 ENDORSED ORDER re 105 Motion to Compel Production of Documents by GT Solar Defendants. Text of Order: After today's chambers conference, the parties have informed the court that they have reached an agreement in principle to resolve the motion, with final details to be resolved shortly. Stipulation to be filed on or before June 16, So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 06/09/2010)

53 06/09/2010 Minute Entry for proceedings held before Judge Joseph N. Laplante. IN CHAMBERS CONFERENCE held on 6/9/2010. (Pltfs Atty: Kenneth G. Bouchard, Esq., Joshua M. Kolsky, Esq., Daniel S. Sommers, Esq., Matthew K. Handley, Esq.) (Defts Atty: Edmund J. Boutin, Esq., Brooke E. Cucinella, Esq., Randall Bodner, Esq., Chris Green, Esq., W. Daniel Deane, Esq., David Hartnagel, Esq.)Magistrate McCafferty also present. (Total Hearing Time: 40 mins) (cmp) (Entered: 06/10/2010) 06/16/ STIPULATION re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS re: TO RESOLVE LEAD PLAINTIFFS MOTION TO COMPEL by Arkansas Public Employees Retirement System, Fusen E. Chen, J. Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella (Sommers, Daniel) (Entered: 06/16/2010) 07/16/ NOTICE of Attorney Withdrawal by William L. Chapman on behalf of 2 West, Inc. (Chapman, William) (Entered: 07/16/2010) 10/04/ NOTICE of Voluntary Dismissal as to Complaint Pursuant to FRCP 41(A)(2) by Irving S. Braun (Cole, Christopher) (Entered: 10/04/2010) 10/08/ NOTICE of Change of Address by C. Thomas Brown on behalf of GT Solar International, Inc. (Brown, C.) (Entered: 10/08/2010) 12/30/ NOTICE of Attorney Withdrawal by David Hartnagel on behalf of Fusen E. Chen, J. Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella (Hartnagel, David) (Entered: 12/30/2010) 02/02/ Joint Assented to MOTION to Amend Order on Discovery Plan filed by Arkansas Public Employees Retirement System, Banc of America Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson, Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, Thomas Weisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Proposed Order)(Sommers, Daniel) (Entered: 02/02/2011) 02/04/ ORDER granting 124 Motion to Amend Order on Discovery Plan; denying without prejudice 107 Motion to Certify Class. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 02/04/2011) 03/07/2011 Attorney Matthew Handley advised case settled. Agreement for entry of judgment or a stipulation of dismissal to be filed within 30 days or the court will dismiss the case with prejudice. Case Settlement Deadline 4/11/2011. (cmp) (Entered: 03/07/2011)

54 04/05/ NOTICE of Attorney Appearance by Nicholas D. Wright on behalf of Arkansas Public Employees Retirement System (Wright, Nicholas) (Entered: 04/05/2011) 04/05/ Joint Assented to MOTION to Extend Time to File Motion for Preliminary Approval of Settlement filed by Arkansas Public Employees Retirement System, Banc of America Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson, Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, Thomas Weisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Sommers, Daniel) (Entered: 04/05/2011) 04/07/2011 ENDORSED ORDER granting 127 Motion to Extend Time to File Motion for Preliminary Approval of Settlement. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 04/07/2011) 04/26/ Joint Assented to MOTION to Extend Time to File Motion for Preliminary Approval of Settlement filed by Arkansas Public Employees Retirement System, Banc of America Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson, Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, Thomas Weisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Proposed Order, # 2 certificate of service)(sommers, Daniel) (Entered: 04/26/2011) 04/27/2011 ENDORSED ORDER granting 128 Motion to Extend Time to File Motion for Preliminary Approval of Settlement. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 04/28/2011) 05/04/ Joint Assented to MOTION Preliminary Approval of Proposed Settlement and Certification of a Settlement Class filed by Arkansas Public Employees Retirement System, Banc of America Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson, Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, Thomas Weisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Stipulation of Settlement, # 2 Exhibit A -- Proposed Order for Notice and Hearing, # 3 Exhibit A-1 -- Notice of Proposed Settlement), # 4 Exhibit A-2 -- Proof of Claim, # 5 Exhibit A-3 -- Summary Notice, # 6 Exhibit B -- Proposed Final Judgment, # 7 Exhibit C -- State Court Stipulation, # 8 Lead Plaintiff's Memorandum in Support of Motion, # 9 Certificate of

55 Service)(Sommers, Daniel) (Entered: 05/04/2011) 05/13/2011 ENDORSED ORDER granting 129 Motion Preliminary Approval of Proposed Settlement and Certification of a Settlement Class. Text of Order: Granted So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/13/2011) 05/13/ ///ORDER FOR NOTICE AND HEARING Re Stipulation of Settlement with terms and conditions as outlined. Settlement Fairness Hearing set for 9/27/ :00 AM before Judge Joseph N. Laplante. Notice of Compliance Deadline set for 8/29/2011 for lead counsel to file affidavit/declaration re mailings to class members and publication of Summary Notice. Response by class members deadline set for 9/13/2011 (14 days before hearing). So Ordered by Judge Joseph N. Laplante. (dae) (Entered: 05/16/2011) 06/30/ NOTICE of Attorney Withdrawal by Matthew K. Handley on behalf of Arkansas Public Employees Retirement System (Handley, Matthew) (Entered: 06/30/2011) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at