FORM G-37. Name of Regulated Entity: KEYGENT LLC. Report Period: Fourth Quarter of 2017
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1 Name of Regulated Entity: KEYGENT LLC Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
4 Signature: electronic Date: Jan 4, 2018 Name (must be officer of regulated entity): JOY ARAI Address: 999 N. SEPULVEDA BLVD., EL SEGUNDO, CA Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
5 Keygent LLC Q Municipal Entities City/County Type of Contract Acalanes Union High School District Lafayette/Contra Costa Financial Advisor Beverly Hills Unified School District Beverly Hills/Los Angeles Financial Advisor Bonita Unified School District San Dimas/Los Angeles Financial Advisor Caruthers Unified School District Caruthers/Fresno Financial Advisor Centinela Valley Union High School District Lawndale/Los Angeles Financial Advisor Charter Oak Unified School District Covina/Los Angeles Financial Advisor Chino Valley Unified School District Chino/San Bernardino Financial Advisor Clovis Unified School District Clovis/Fresno Financial Advisor Culver City Unified School District Culver City/Los Angeles Financial Advisor Dinuba Unified School District Dinuba/Tulare Financial Advisor Firebaugh-Las Deltas Joint Unified School District Firebaugh/Fresno Financial Advisor Fremont Unified School District Fremont/Alameda Financial Advisor Fresno Unified School District Fresno/Fresno Financial Advisor Glendale Unified School District Glendale/Los Angeles Financial Advisor Golden Plains Unified School District San Joaquin/Fresno Financial Advisor Jefferson Elementary School District Daly City/San Mateo Financial Advisor Kings Canyon Unified School District Reedley/Fresno Financial Advisor Lennox School District Lennox/Los Angeles Financial Advisor Little Lake City School District Santa Fe Springs/Los Angeles Financial Advisor Long Beach Unified School District Long Beach/Los Angeles Financial Advisor Los Nietos School District Whittier/Los Angeles Financial Advisor Los Rios Community College District Sacramento/Sacramento Financial Advisor Marin Community College District Novato/Marin Financial Advisor Menlo Park City School District Atherton/San Mateo Financial Advisor Merced Community College District Merced/Merced Financial Advisor Merced Union High School District Atwater/Merced Financial Advisor Monterey Peninsula Community College District Monterey/Monterey Financial Advisor Moreland School District San Jose/Santa Clara Financial Advisor Mountain View Whisman School District Mountain View/Santa Clara Financial Advisor Newhall School District Valencia/Los Angeles Financial Advisor Ohlone Community College District Fremont/Alameda Financial Advisor Portola Valley School District Portola Valley/San Mateo Financial Advisor Riverside Community College District Riverside/Riverside Financial Advisor Roseville Joint Union High School District Roseville/Placer Financial Advisor Salinas Union High School District Salinas/Monterey Financial Advisor San Carlos School District San Carlos/San Mateo Financial Adivsor San Jose-Evergreen Community College District San Jose/Santa Clara Financial Advisor San Marino Unified School District San Marino/Los Angeles Financial Advisor San Mateo Union High School District San Mateo/San Mateo Financial Advisor San Mateo-Foster City School District Foster City/San Mateo Financial Advisor Sanger Unified School District Sanger/Fresno Financial Advisor Santa Monica-Malibu Unified School District Santa Monica/Los Angeles Financial Advisor Saugus Union School District Santa Clarita/Los Angeles Financial Advisor
6 Sequoia Union High School District Redwood City/San Mateo Financial Advisor Tahoe Truckee Unified School District Truckee/Placer Financial Advisor Tustin Unified School District Tustin/Orange Financial Advisor Whittier Union High School District Whittier/Los Angeles Financial Advisor Woodside Elementary School District Woodside/San Mateo Financial Advisor Yosemite Community College District Modesto/Stanislaus Financial Advisor
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