Re: PCT Minimum Documentation: Updating of the Inventory of Patent Documents According to PCT Rule 34.1
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1 C. SCIT August 10, 2000 Re: PCT Minimum Documenttion: Updting of the Inventory of Ptent Documents According to PCT Rule 34.1 Sir, Mdm, The current version of the Inventory of Ptent Documents for the PCT Minimum Documenttion, s defined in PCT Rule 34.1, which is pulished on the WIPO Hndook on Industril Property Informtion nd Documenttion CD-ROM (see pges to 4.1.8), covers the period from 1920 to The Interntionl Bureu intends to updte the Inventory so s to cover the entire period from 1920 to 1999, nd, susequently, to pulish it in Prt 4.1 of the WIPO Hndook CD-ROM nd on WIPO's We site. You re kindly requested to provide informtion in respect of ptent documents which re prt of the PCT Minimum Documenttion nd hve een pulished y your Office in the yers 1997 to 1999 (in the cse of OAPI, ARIPO, Austrli nd Switzerlnd for the yers which re not covered y the enclosed Inventory up to the end of 1999). You re lso requested to provide the Interntionl Bureu with the pproprite kind-of-document code from WIPO Stndrd tht corresponds to ech kind of ptent document pulished y your Office, nd listed in the Inventory. /...
2 C. SCIT 2508, pge 2 00./. In order to fcilitte your complince with this request, copy of the sid Inventory s well s copy of the introductory pges nd of the WIPO Hndook CD-ROM re ttched s n Annex hereto. In the cse where your Office hs een pulishing series of ptent documents sequentilly numered s issued, nd there re certin unused numers, it would e of ssistnce if you could provide us with list of such numers. It would e highly pprecited if the reply of your Office could rech the Interntionl Bureu not lter thn Octoer 20, Sincerely yours, Klus-Peter Wittig Deputy Director Inter-Office Informtion Services
3 Annex to C. SCIT 2508 Ref.: PCT Minimum Documenttion pge: PCT MINIMUM ATION INTRODUCTION The Ptent Coopertion Trety, commonly referred to in revited form s the PCT, ws concluded on June 19, The Trety provides for the filing of n interntionl ptent ppliction with the ntionl ptent office of the contrcting Stte of which the pplicnt is ntionl or resident. The effect of ny interntionl ptent ppliction in ech designted Stte where the pplicnt desires the protection of his invention is the sme s if ntionl ptent ppliction hd een filed with the ntionl Office of tht Stte. The interntionl ppliction is then sujected to wht is clled n interntionl serch. The serch is crried out y one of the mjor ntionl ptent offices or y the Europen Ptent Office referred to s n Interntionl Serching Authority. The sid serch results in n interntionl serch report, tht is, listing of the cittions of such pulished documents minly ptent documents of the countries issuing the most ptents nd sometimes rticles in non-ptent literture tht my ffect the novelty of the invention climed in the interntionl ppliction. For performing the interntionl serch, the respective offices or Orgniztions must hve t their redy disposl t lest the minimum documenttion defined y Rule 34 of the PCT Regultions, properly rrnged for serch nd exmintion purposes. The text of the Rule is given elow: MINIMUM ATION (RULE 34.1 PCT REGULATIONS) 34.1 Definition () () The definitions contined in Article 2(i) nd (ii) shll not pply for the purposes of this Rule. The documenttion referred to in Article 15(4) ( minimum documenttion ) shll consist of: (i) the ntionl ptent documents s specified in prgrph (c), (ii) the pulished interntionl (PCT) pplictions, the pulished regionl pplictions for ptents nd inventors certifictes, nd the pulished regionl ptents nd inventors certifictes, (iii) such other pulished items of non-ptent literture s the Interntionl Serching Authorities shll gree upon nd which shll e pulished in list y the Interntionl Bureu when greed upon for first time nd whenever chnged. (c) Suject to prgrphs (d) nd (e), the ntionl ptent documents shll e the following: (i) the ptents issued in nd fter 1920 y Frnce, the former Reichsptentmt of Germny, Jpn, the former Soviet Union, Switzerlnd (in French nd Germn lnguges only), the United Kingdom, nd the United Sttes of Americ, (ii), (ii) (iii) (iv) (v) the ptents issued y the Federl Repulic of Germny nd the Russin Federtion, the ptent pplictions, if ny, pulished in nd fter 1920 in the countries referred to in items (i) nd the inventors certifictes issued y the former Soviet Union, the utility certifictes issued y, nd the pulished pplictions for utility certifictes of, Frnce, (vi) such ptents issued y, nd such ptent pplictions pulished in, ny other country fter 1920 s re in the English, French, Germn, Spnish lnguge nd in which no priority is climed, provided tht the ntionl Office of the interested country sorts out these documents nd plces them t the disposl of ech Interntionl Serching Authority. RE040002
4 Annex to C. SCIT 2508, pge 2 Ref.: PCT Minimum Documenttion pge: (d) Where n ppliction is repulished once (for exmple, n Offenlegungschrift s n Auslegeschrift) or more thn once, no Interntionl Serching Authority shll e oliged to keep ll versions in its documenttion; consequently, ech such Authority shll e entitled not to keep more thn one version. Furthermore, where n ppliction is grnted nd is issued in the form of ptent or utility certificte (Frnce), no Interntionl Serching Authority shll e oliged to keep oth the ppliction nd the ptent or utility certificte (Frnce) in its documenttion; consequently, ech such Authority shll e entitled to keep either the ppliction only or the ptent or utility certificte (Frnce) only. (e) Any Interntionl Serching Authority whose officil lnguge, or one of whose officil lnguges, is not Jpnese, Russin or Spnish is entitled not to include in its documenttion those ptent documents of Jpn, the Russin Federtion nd the former Soviet Union s well s those ptent documents in the Spnish lnguge, respectively, for which no strcts in the English lnguge re generlly ville. English strcts ecoming generlly ville fter the dte of entry into force of these Regultions shll require the inclusion of the ptent documents to which the strcts refer no lter thn six months fter such strcts ecome generlly ville. In cse of the interruption of strcting services in English in technicl fields in which English strcts were formerly generlly ville, the Assemly shll tke pproprite mesures to provide for the prompt restortion of such services in the sid fields. (f) For the purposes of this Rule, pplictions which hve only een lid open for pulic inspection re not considered pulished pplictions. RE040002
5 Annex to C.SCIT 2508, pge 3 Ref.: PCT Minimum Documenttion pge: PCT MINIMUM ATION INVENTORY S ACCORDING TO PCT RULE 34.1 (PERIOD FROM 1920 TO 1999) Explntory Notes 1. On the following pges is given the inventory of ptent documents, covering the period Jnury 1, 1920, to Decemer 31, 1999, forming the PCT Minimum Documenttion ccording to PCT Rule The different kinds of ptent documents issued y ech Office flling within the PCT Minimum Documenttion ccording to PCT Rule 34.1 re rrnged in the third column in the order in which ptent documents were issued y tht Office t vrious procedurl steps. The letter code from WIPO Stndrd tht corresponds to ech kind of those ptent documents is given in the second column. 3. The fourth column gives the rnge of puliction numers of ech kind of ptent document issued y ech Office. The fifth column gives the puliction yers of those documents. The sixth column of the inventory gives n indiction of the totl numer of ech kind of ptent document issued. In some cses, the numer of ptent documents issued cn only e estimted. 4. In the lst column is given n indiction of the nture of ech series of ptent documents issued; the indictions hve the following significnce: c indictes series consisting of documents sequentilly numered s issued; indictes series consisting of documents numered t n erlier procedurl step efore issunce nd therefore not sequentilly numered s issued, the series normlly hving mny unused numers; indictes tht list of unused numers, or of the issued documents in the series, hs een reported to the Interntionl Bureu. 5. The ptent documents issued y Austrli, Austri nd Cnd fll within the PCT Minimum Documenttion y virtue of PCT Rule 34.1(c)(vi). 6. The totl numer of ptent documents forming prt of the PCT Minimum Documenttion y the end of Decemer 1999 is estimted t xx million (estimtion y tking into ccount ptent fmily dt). [Inventory of Ptent Documents follows]
6 Annex to C. SCIT 2508, pge 4 Ref.: PCT Minimum Documenttion pge: INVENTORY S ACCORDING TO PCT RULE 34.1 (PERIOD FROM 1920 TO 1999) S AFRICAN INTELLECTUAL PROPERTY A Ptents for Inventions 3,960-9, ,580 AFRICAN REGIONAL INDUSTRIAL PROPERTY Ptents AUSTRALIA B Complete Specifictions Accepted 405, , ,325 A Complete Specifictions Lpsed 56,216/58-89,250/ ,096 AUSTRIA B Grnted 277, , Ptents 366, , , , , ,248 U Pulished Utility Models 1-1, ,153 CANADA A, B Ptents nd Reissued Ptents 848,159-1,338, ,360, c C, E Ptents nd Reissued Ptents Filed under the 1989 Act, numered from 2,000, ,749 A1 Lid-open Numered from 2,000, ,283 EURASIAN FICE A1, A2 Pulished Ptent 960, , B1, B2 Grnted Ptents
7 Annex to C. SCIT 2508, pge 5 Ref.: PCT Minimum Documenttion pge: S EUROPEAN FICE A1, A2, A3 Pulished Ptent 1-750, ,302, c B1, B2 Grnted Ptents ,412, c FORMER Ptents 280, ,999 2,455, c REICHS- AMT GERMANY 318, , ,162, c FRANCE A for ll Types of Ptents 1 2,000,001-2,735, ,945 Ptents for Inventions: B 1. Old lw 498,201-1,605, ,107,385 B1 2. New lw 1 (including dditions) 2,000,001-2,735, ,272 B2 Certifictes of Addition to Ptents (numering under old lw) 20,951-96, ,742 M Specil Medicment Ptents 1-8,496 M (filing) (grnt) 8,496 M Certifictes of Addition to Specil Medicment Ptents CAM (filing) (grnt) Under the new lw (pulictions numered from 2,000,001), no individul numering series for pplictions nd certifictes of ddition. With the introduction of the new lw of Novemer 26, 1990 Officil Gzette of Novemer 28, 1990 pplictions for certifictes of ddition could no longer e mde.
8 Annex to C. SCIT 2508, pge 6 Ref.: PCT Minimum Documenttion pge: S GERMANY A Offenlegungs- 1,400,001-1,799, ,375,892 schriften (OS) 1,800,001-1,818,031 (Non-exmined 1,900,001-1,971,696 Ptent 2,000,001-2,068,374 ) 2,100,001-2,180,117 2,200,001-2,265,372 2,300,001-2,366,094 2,400,001-2,463,067 2,500,001-2,559,893 2,600,001-2,660,544 2,700,001-2,759,806 2,800,001-2,857,725 2,900,001-2,953,938 3,000,001-3,050,560 3,100,001-3,152,146 3,200,001-3,224,778 3,300,001-3,347,748 3,400,001-3,447,910 3,500,001-3,546,424 3,600,001-3,643,493 3,700,001-3,741,848 3,800,001-3,841,745 3,900,001-3,943,579 4,000,001-4,042,594 4,100,001-4,143,265 4,200,001-4,244,637 4,300,001-4,345,133 4,400,001-4,447,632 (Appliction numer is used s puliction numer. The numers re not consecutive.) B Auslegeschriften (Exmined Ptent ) 1,000,001-1,303,280 1,400,001-1,799,038 1,800,001-3,038, , , ,917 C Ptents nd Ptents of Addition 800, ,132 1,000,001-1,303,280 1,400,001-1,798,402 1,800,001-4,495, ,910 50, , ,137
9 Annex to C. SCIT 2508, pge 7 Ref.: PCT Minimum Documenttion pge: S GERMANY (cont d) A DD-A documents 2 DD 283, , ,007 B, C DD-B, DD-C documents 3 Puliction numer of DD-A documents is used gin ,497 INTERNATIONAL A Interntionl 78/ /00, , c BUREAU Pulictions 79/ /01, ,168, c WIPO under PCT 80/ /02, ,897, c Art. 21(i) 81/ /03, ,726, c 82/ /04, ,499, c 83/ /04, ,454, c 84/ /05, ,996, c 85/ /05, ,747, c 86/ /07, ,643, c 87/ /07, ,978, c 88/ /10, ,516, c 89/ /12, ,920, c 90/ /16, ,102, c 91/ /20, ,143, c 92/ /22, ,971, c 93/ /26, ,090, c 94/ /30, ,007, c 95/ /35, ,635, c 96/ /42, ,635, c 97/ /50, ,325, c 98/ /59, ,531, c 99/ /67, ,979, c JAPAN C1, C2 Tokkyo htsumei meisisho (Ptent Specifiction) 35,166-45,728 60, , , , , ,600 34,417 B1, Tokkyo kôhô 11/1-11/ ,113,154 B2 (Pulished 12/50,000-12/52, Exmined 13/1-13/2, Ptent 14/2,841-14/7, Appliction) 15/7,391-15/11, /1-2/5, /1-3/5, /1-4/5, /1-5/5, /1-6/4, /1-7/5, /1-8/5, Ptents nd non-exmined ptent pplictions sed upon pplictions filed with the Ptent Office of the former Germn Democrtic Repulic ut pulished fter the ccession of the Germn Democrtic Repulic to the Federl Repulic of Germny. Second nd third pulictions of ptents which hd een grnted for the first time y the Ptent Office of the former Germn Democrtic Repulic (DD-A pulictions), repulished fter the ccession of the Germn Democrtic Repulic to the Federl Repulic of Germny.
10 Annex to C. SCIT 2508, pge 8 Ref.: PCT Minimum Documenttion pge: S 9/1-9/4, JAPAN (cont d) B1, Tokkyo kôhô 10/1-10/5, B2 (Pulished 11/1-11/4, Exmined 12/1-12/5, Ptent 13/1-13/5, Appliction) 14/1-14/6, (cont d) 15/1-15/7, /1-16/7, /1-17/6, /1-18/5, No puliction 1944 No puliction 1945 No puliction /1-22/2, /1-23/3, /1-24/4, /1-25/4, /1-26/7, /1-27/5, /1-28/6, /1-29/8, /1-30/9, /1-31/10, /1-32/10, /1-33/10, /1-34/11, /1-35/18, /1-36/24, /1-37/19, /1-38/26, /1-39/30, /1-40/29, /1-41/22, /1-42/27, /1-43/30, /1-44/32, /1-45/41, /1-46/44, /1-47/52, /1-48/45, /1-49/49, /1-50/41, /1-51/49, /1-52/50, /1-53/48, /1-54/44, /1-55/51, /1-56/54, /1-57/62, /1-58/58, /1-59/54,
11 Annex to C. SCIT 2508, pge 9 Ref.: PCT Minimum Documenttion pge: S JAPAN (cont d) B1, Tokkyo kôhô 60/1-60/60, B2 (Pulished 61/1-61/62, Exmined 62/1-62/62, Ptent 63/1-63/67, Appliction) 64/1-64/ (cont d) 1/601-1/61, /1-2/63, /1-3/81, /1-4/82, /1-5/88, /1-6/106, /1-7/123, /1-8/26, ,500,001-2,568, A Kôki Tokkyo 46/1-46/7, ,952,048 kôhô 47/1-47/46, (Pulished 48/1-48/104, Unexmined 49/1-49/136, Ptent 50/1-50/161, Appliction) 51/1-51/152, /1-52/157, /1-53/150, /1-54/164, /1-55/167, /1-56/170, /1-57/212, /1-58/225, /1-59/233, /1-60/264, /1-61/297, /1-62/300, /1-63/319, /1-64/3, /3,201-1/322, /1-2/312, /1-3/297, /1-4/373, /1-5/347, /1-6/351, /1-7/337, /1-8/340,
12 Annex to C. SCIT 2508, pge 10 Ref.: PCT Minimum Documenttion pge: S RUSSIAN FEDERATION A Pulished Ptent (old numering system) A, A1 Pulished Ptent (new nnul numering system) ,034 C1, C2 Ptents for Inventions ,332 20,581 25,633 19,678 SOVIET UNION (FORMER) A, A1 to A4 Inventor s Certifictes nd Ptents 1-1,839, ,449,837 SWITZERLAND Pulished Exmined for Textiles nd Horology 20,576/55-678,999 G ,290, c Ptents, including Ptents of Addition 71,331-83,751 83, , ,522, c, c UNITED KINGDOM A Grnted Ptents 105, , ,852-1,605, ,468,558 A Pulished Ptent 2,000,001-2,302, ,004 B Grnted Ptents 2,000,001-2,299, ,327 UNITED STATES AMERICA A Ptents 1,326,899-5,590, ,253,534, c E Reissued ptents RE14,785-RE35, ,516, c H Sttutory Invention Registrtions H1-H1, ,611, c [End of Inventory of Ptent Documents] 4 5 Pulictions of ptent documents under the new Ptent Lw of the Russin Federtion of Octoer 14, 1992, egn in Pulictions of SU ptent documents continued up to 1993.
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