FORM G-37. Name of Regulated Entity: Lamont Financial Services Corporation. Report Period: First Quarter of 2017

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1 Name of Regulated Entity: Lamont Financial Services Corporation Report Period: First Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: Apr 10, 2017 Name (must be officer of regulated entity): Diane Capria Address: 30 Two Bridges Road, Fairfield, NJ Phone: x200 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 LAMONT FINANCIAL SERVICES CORPORATION Client Contact List AVON Old Farms School (201) Lisa Maraia 500 Old Farms Road, Avon, CT California Alternative Energy and Advanced Transportation Financing Authority (CAEATFA) Jennifer Gill 915 Capitol Mall, Room 457, Sacramento, CA California Employee Relations Board (CA ERB) (696) Karen Finn 915 L Street, Sacramento, CA California Energy Commission (CA CEC) (625) Chris Scott 1516 Ninth St., MS #23, Sacramento, CA California Infratructure and Economic Development Bank Teveia Barnes 1001 I Street, 9th Flr, Sacramento, CA California Insurance Guarantee Association (CIGA) Richard Hurd 700 N. Brand Blvd., Ste 1400, Glendale, CA Capital Regional Development Authority (CRDA) (130) Joseph Geremia 100 Columbus Boulevard, Suite 500, Hartford, CT City of Sacramento Deana J. Carrillo 915 Capitol Mall, Room 457, Sacramento, CA Connecticut Clean Water Fund Sarah Sanders 55 Elm Street, 6th Floor, Hartford, CT Connecticut Development Authority (CDA) (140) Phil Siuta 999 West Street, Rocky Hill, CT Connecticut Fund for the Environment (145) Charles Rothenberger 142 Temple Street, New Haven, CT 0510 Connecticut Housing Finance Authority (CHFA) (150) Hazim Taib 999 West Street, Rocky Hill, CT Connecticut Office of the Treasurer Sarah Sanders 55 Elm Street, Hartford, CT Dormatory Authority of the of New York (DASNY) (005) Sharon Pieronek 515 Broadway, Albany, NY Golden Tobacco Securitization Corporation (612) Theresa Gunn 915 L Street, 9th Fl, Sacramento, CA Hosp. for Special Care (205) Laurie Whelan 2150 Corbin Ave., New Britain, CT Los Angeles County Metropolitan Transportation Authority (LACMTA) Arthur Leahy One Gateway Plaza, Los Angeles, CA Louisiana Highway Improvement Fund (LA SHIF) Michael Bridges PO Box 94245, Baton Rouge, LA Maine Housing Authority (MSHA) Tom Cary 353 Water Street, Augusta, ME Nassau County Interim Financial Authority (NIFA) (015) Jeremy Wise 170 Old Country Rd., Ste 205, Mineola, NY New Jersey Educational Facilities Authority (EFA) Derek Hansel 103 College Road East, Princeton, NJ New York City Municipal Water Finance Authority (NYW) (010) Tom Paolicelli 255 Greenwich Street, New York, NY New York Power Authority Gerard Vincitore 123 Main Street, White Plains, New York New York Comptroller's Office Financial Adm 110 Street, Stop 13-2, Albany, NY New York Energy Research & Development Authority (NYSERDA) (012) Jeff Pitkin 17 Columbia Circle, Albany NY NJ IRMA Jim Petrino 50 W. Street, 5th Floor, P.O. Box 005, Trenton, New Jersey North Hudson Sewer District Linda Kish 16 Adams Street #2, Hoboken, NJ Pennsylvania Infrastructure Investment Authority (PENNVEST) (475) Bev Reinhold Room 434 Forum Building, 607 South Drive, Harrisburg, PA Pension Land Fund Sandler & Mara c/o Sandler & Mara, Riverview, Suite 312, 800 Cottage Grove Rd, Bloomfield, CT Queens Student Residences (Queens College/QSR) William Keller Kissena Blvd, Kiely Hall, Queens, NY of Louisiana (700) Lela Folse PO Box 44154, Baton Rouge, LA of Wisconsin (225) David Erdman PO Box 7864, Madison, WI Syncora Guarantee Puerto Rico Fred Hnat 135 West 50th St., 20th FL, New York, NY Syncora Guaranty Inc. (JeffCo) Drew Hoffman 135 West 50th St., 20th FL, New York, NY The Metropolitan District of Hartford, Connecticut (MDC) (155) John Zinzarella 555 Main Street, PO Box 800, Hartford, CT Vermont Municipal Bond Bank Robert Giroux 20 Winooski Falls Way, Suite 305, Winooski, VT Westchester Medical Center (040) John Morgan 95 Grasslanes Rd., Valhalla, NY 10595

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