FORM G-37. Name of Regulated Entity: DA Davidson & Company. Report Period: Second Quarter of 2017

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1 FORM G-37 Name of Regulated Entity: DA Davidson & Company Report Period: Second Quarter of 2017 I. NTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 FORM G-37 III. NTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 FORM G-37 Signature: electronic Date: Jul 28, 2017 Name (must be officer of regulated entity): CINDY DOCKSTADER Address: 8 Third Street N,, Great Falls, MT Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 Issuer Name/Description Role ST Afton, Iowa Electric Revenue Refunding Capital Loan Notes Series 2017 Placement Agent IA Airport Authority of the City of Fairbury, Nebraska Bond Anticipation Notes, Series 2017 Manager NE Aspen Reserve Metropolitan District General Obligation Limited Tax Convertible To Unlimited Tax Bonds, Series 2017A and Subordinate Manager General Obligation Limited Tax Bonds, Series 2017B Badger, Iowa Taxable General Obligation Urban Renewal Note Series 2017A Placement Agent IA Big Dry Creek Metropolitan District (in the City of Thornton) Adams County, Colorado, Limited Tax Convertible to Unlimited Tax General Obligation Refunding and Improvement Bonds, Series 2017A and Subordinate Limited Tax General Obligation Bonds, Series 2017B Manager Bridgeport School District No. 75 Douglas and Okanogan Counties, Washington Unlimited Tax General Obligation Bond, 2017 Placement Agent WA Buckley Ranch Metropolitan District General Obligation Refunding Loan 2017 Placement Agent Burt County School District 0001 (Tekamah-Herman Community Schools), Lease Purchase Agreement, Series 2017 Placement Agent NE Canadian County Educational Facilities Authority Educational Facilities Lease Revenue Bonds (Mustang Public Schools Project) Series 2017 Manager OK Canyons Metropolitan District No.5 Limited Tax General Obligation and Special Revenue Refunding and Improvement Bonds, Series 2017A and Manager Subordinate Limited Tax General Obligation and Special Revenue Bonds, Series 2017B Canyons Metropolitan District No.6 Limited Tax General Obligation and Special Revenue Refunding and Improvement Bonds, Series 2017A and Manager Subordinate Limited Tax General Obligation and Special Revenue Bonds, Series 2017B CECFA, Charter School Refunding Revenue Bonds, Series 2017 (Challenge to Excellence Charter School) Placement Agent CECFA, Charter School Revenue Bonds, Series 2017A and Taxable Series 2017B (Thomas MacLaren Charter School) Manager CECFA, Series 2017 Bonds (Cornerstone Christian Academy) Placement Agent Centerra Metropolitan District No.1 (in the City of Loveland) Larimer County, Colorado Special Revenue Refunding and Improvement Bonds, Manager Series 2017 Centralia School District No. 401 Lewis and Thurston Counties, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA Cheney School District No. 360 Spokane and Whitman Counties, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA City of Bonney Lake, Washington Limited Tax General Obligation Bond, 2017 Placement Agent WA City of Branson, Missouri Equipment Lease Purchase Agreement, Series 2017 Placement Agent MO City of Cambridge, Iowa General Obligation Urban Renewal Bonds Series 2017 Placement Agent IA City of Coralville, Iowa General Obligation Corporate Purpose & Refunding Bonds, Series 2017A-1 Placement Agent IA City of Dayton, Washington Water and Sewer Junior Lien Revenue Bond, 2017 Placement Agent WA City of Deshler, Nebraska Bond Anticipation Notes, Series 2017 Manager NE City of Doniphan, Missouri, Equipment Lease Purchase Agreement, Dated April 18, 2017 Placement Agent MD City of Fairfield, NE, Sewer Utility Bond Anticipation Notes, Series 2017 Manager NE City of Grand Island, Nebraska - Fonner Park Exposition and Events Center Refunding Building Bonds (Heartland Events Center Project), SeriesPlacement Agent NE City of Grand Island, Nebraska - Water Revenue and Refunding Bonds, Series 2017 Manager NE City of Gretna, Nebraska Public Safety Tax Anticipation and Refunding Bonds, Series 2017 Manager NE City of Hastings, Nebraska General Obligation Various Purpose Bonds, Series 2017 Manager NE City of Huxley, IA Manager IA City of Oak Grove, Missouri, Certificates of Participation, Series 2017 Manager MD City of Othello, Washington Limited Tax General Obligation Refunding Bond, 2017 Placement Agent WA City of Rushville, NE, General Obligation Water Refunding Bonds, Series 2017 Manager NE City of Rushville, NE, Sewer Revenue Refunding Bonds, Series 2017 Manager NE City of Sheldon, IA General Obligation Capital loan Notes Series 2017 Manager IA City of Story City, IA General Obligation Cororate Purpose Bonds series 2017A Manager IA City of Story City, IA General Obligation Refunding Bonds Series 2017B Manager IA City of Sunnyside, Washington Limited Tax General Obligation Refunding Bond, 2017 Placement Agent WA City of Sunnyside, Washington Water and Sewer Revenue Refunding Bond, 2017 Placement Agent WA City of Tekamah, Nebraska Bond Anticipation Notes, Series 2017 Manager NE City of Traer, Iowa General Obligation Capital Loan Notes, Series 2017 Manager IA City of Trenton, Missouri, Equipment Lease Purchase Agreement, Series 2017 Placement Agent MO City of West Point, Nebraska Bond Anticipation Notes, Series 2017 Manager NE City of West Point, Nebraska Refunding Certificates of Participation, Series 2017 Manager NE City of Woodland, Washington Limited Tax General Obligation Bond, 2017 Placement Agent WA Clark County Fire Protection District No. 6 Clark County, Washington Limited Tax General Obligation Bonds, 2017 Manager WA Columbia School District No. 400 Walla Walla County, Washington Unlimited Tax General Obligation Bond, 2017 Placement Agent WA Coralville IA AA Urban Renewal Tax Incre Rev Rfdg Bonds Series 2017C Manager IA Coralville IA GO Annual Appropriation Refunding Bonds Series 2017B Co-Manager IA Coralville IA GO Annual Appropriation Refunding Bonds Series 2017D-1 Co-Manager IA Coralville IA Taxable GO Annual Appropriation Refunding Bonds Series 2017D-2 Co-Manager IA Coralville IA Taxable GO Refunding Bonds Series 2017A-4 Placement Agent IA Coralville, IA General Obligation Refunding Bonds Series 2017A-2 Co-Manager IA Coralville, IA Taxable GO Corporate Purpose Bonds Series 2017A-3 Co-Manager IA Cornerstar Metropolitan District General Obligation Limited Tax Convertible to Unlimited Tax Refunding Bonds, Series 2017A and General Manager Dieringer School District No. 343 Pierce County, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA Douglas County SID #392 General Fund Warrants Manager NE Douglas County SID #425 General Fund Warrants Manager NE Douglas County SID #443 General Fund Warrants Manager NE Douglas County SID #479 General Fund Warrants Manager NE Douglas County SID #507 General Fund Warrants Manager NE Douglas County SID #520 General Fund Warrants Manager NE Douglas County SID #520 General Fund Warrants Manager NE Douglas County SID #537 Construction Fund Warrants Manager NE Douglas County SID #537 Construction Fund Warrants Manager NE Douglas County SID #537 Construction Fund Warrants Manager NE Douglas County SID #537 General Fund Warrants Manager NE Douglas County SID #537 General Fund Warrants Manager NE Douglas County SID #537 General Fund Warrants Manager NE

6 Douglas County SID #544 Construction Fund Warrants Manager NE Douglas County SID #544 General Fund Warrants Manager NE Douglas County SID #559 Construction Fund Warrants Manager NE Douglas County SID #559 Construction Fund Warrants Manager NE Douglas County SID #559 General Fund Warrants Manager NE Douglas County SID #559 General Fund Warrants Manager NE Douglas County SID #561 Construction Fund Warrants Manager NE Douglas County SID #561 General Fund Warrants Manager NE Douglas County SID #562 General Fund Warrants Manager NE Douglas County SID #567 Construction Fund Warrants Manager NE Douglas County SID #567 General Fund Warrants Manager NE Douglas County SID #569 Construction Fund Warrants Manager NE Douglas County SID #569 General Fund Warrants Manager NE Douglas County SID #569 General Fund Warrants Manager NE Douglas County SID #574 Construction Fund Warrants Manager NE Douglas County SID #574 Construction Fund Warrants Manager NE Douglas County SID #574 Construction Fund Warrants Manager NE Douglas County SID #574 General Fund Warrants Manager NE Douglas County SID #574 General Fund Warrants Manager NE Douglas County SID #575 Construction Fund Warrants Manager NE Douglas County SID #575 Construction Fund Warrants Manager NE Douglas County SID #575 Construction Fund Warrants Manager NE Douglas County SID #575 Construction Fund Warrants Manager NE East Valley School District No. 90 Yakima County, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA East Wenatchee Water District Douglas County, Washington Water Revenue Improvement and Refunding Bonds, 2017 Manager WA El Dorado Springs R-II School District, Cedar County, Missouri, Equipment Lease Purchase Agreement, Series 2017 Placement Agent MO Fife School District No. 417 Pierce and King Counties, Washington Unlimited Tax General Obligation Refunding Bonds, 2017 Manager WA Finley School District No. 53 Benton County, Washington Unlimited Tax General Obligation Bonds, 2017A (Tax-Exempt) and Unlimited Tax Manager WA Flandreau School District No. 50-3, Moody County, South Dakota Limited Tax Capital Outlay Refunding Certificates, Series 2017 Manager SD Gardens on Havana Metropolitan District No.3 Special Revenue Refunding Bonds, Series 2017A and Subordinate Special Revenue Bonds, Manager Garfield County Public Library District, Refunding Certificates of Participation, Series 2017 Full Advance Refunding of Outstanding 2009 & 2010 Placement Agent Grandview School District No. 200 Yakima and Benton Counties, Washington Unlimited Tax General Obligation Bond, 2017 Manager WA Granite Falls School District No. 332 Snohomish County, Washington Unlimited Tax General Obligation Bonds, 2017A (Tax-Exempt) and Manager WA Green County Ohio Tax Exempt LTGO Bonds Placement Agent OH Hall County School District 0002, in the of Nebraska (Grand Island Public Schools) - General Obligation Bonds, Series 2017 Manager NE Harrisburg School District No. 41-2, Lincoln County, South Dakota General Obligation Refunding Bonds, Series 2017 (SDHEFA Credit Manager SD Enhancement Program) High Plains Metropolitan District in the City of Aurora, Arapahoe County, Colorado General Obligation Refunding Bonds, Series 2017 Manager High School District No. 5 (Kalispell), Flathead County, Montana, General Obligation School Building Bonds, Series 2017 Manager MT High School District No. 7 (Bozeman), Gallatin County, Montana, General Obligation Refunding Bonds, Series 2017 Manager MT High School District No. (Dillon), Beaverhead County, Montana, General Obligation School Building Bonds, Series 2017 Manager MT Iowa Lakes Regional Water Revenue Refunding Loan, Series 2017A Placement Agent IA Jefferson Center Metropolitan District No.1 (in the City of Arvada and County of Jefferson, Colorado) Revenue Completion Bonds, Series 2017 Manager Konocti Unified School District (Lake County, CA) General Obligation Bonds, Election of 2016, Series 2017 Manager CA Leyden Ranch Metropolitan District General Obligation Limited Tax (Convertible to Unlimited Tax) Bonds, Series 2017A, Subordinate General Manager Obligation Limited Tax Bonds, Series 2017B, and Junior Subordinate General Obligation Limited Tax Bonds, Series 2017C Liberty School District No. 362 Spokane County, Washington Revenue Anticipation Note, 2017 Placement Agent WA Lindenhurst Park District, Lake County, IL GO Refunding Park Bonds (ARS), Series 2017B Manager IL Lower Elkhorn Natural Resources District (Logan East Rural Water System Improvement Project), Water Revenue Refunding Bonds, Series Manager NE Madison Central School District No. 39-2, Lake and McCook Counties, South Dakota, General Obligation Refunding Bonds, Series 2017 Manager NE Martinez Unified School District (Contra Costa County, California) General Obligation Bonds, Election of 2016, Series 2017 Manager CA Mattole Unified School District (Humboldt County, California) General Obligation Bonds, Election of 2016, Series A Manager CA Montgomery County IA GO County Courthouse Improvement Bonds Series 2017 Placement Agent IA Morrill County School District 0063 (Bridgeport Public Schools), In the of Nebraska, General Obligation Refunding Bonds, Series 2017 Manager NE Muscatine Power & Water Iowa Water Revneue Bonds Series 2017 Manager IA Nebraska Public Power District - General Revenue Bonds, 2017 Series A Co-Manager NE Nebraska Public Power District - General Revenue Bonds, 2017 Series B Co-Manager NE Nebraska Technology Financing Cooperative #6, General Obligation Bonds, Series 2017 Manager NE New Hope Cultural Education Facilities Finance Corporation, Education Revenue Bonds, Series 2017A and Taxable Series 2017B (Jubilee Manager TX North Range Metropolitan District No.2 Limited Tax General Obligation and Special Revenue Refunding and Improvement Bonds, Series 2017A Manager Okfuskee County Justice Authority Sales Tax Revenue Bonds (Okfuskee County Detention Facility Project) Series 2017 Manager OK Otoe County School District 0111 (Nebraska City Public Schools), in the of Nebraska - General Obligation Refunding Bonds, Series 2017 Manager NE Otoe County School District 0111, in the of Nebraska (Nebraska City Public Schools) Limited Tax Building Improvement Bonds, Series 2017 Manager NE Papio-Missouri River Natural Resources District in the of Nebraska - Flood Protection and Water Quality Enhancement Refunding Bonds, Manager NE Pierce Joint Unified School District (Colusa and Yolo Counties, California) General Obligation Bonds, Election of 2016, Series A Manager CA Platte County SID #7 Construction Fund Warrants Manager NE Prosser Consolidated School District No Benton and Klickitat Counties, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA

7 Public Finance Authority, Charter School Revenue Bonds, Series 2017A & Taxable Series 2017B (Chattahoochee Hills Charter School) Manager GA Public Healthcare Services District No. 3 (Ocean Beach Hospital) Pacific County, Washington Unlimited Tax General Obligation Refunding Placement Agent WA PWSD No. 6 of Jefferson County, Missouri Equipment Lease Purchase Agreement Dated April 25, 2017 Placement Agent MO Reunion Metropolitan District Revenue Bonds, Series 2017 Manager Richland School District No. 400 Benton County, Washington Unlimited Tax General Obligation Bonds, 2017 Manager WA Ritzville School District No Adams and Lincoln Counties, Washington Unlimited Tax General Obligation Bonds, 2017A (Tax-Exempt) Manager WA and Unlimited Tax General Obligation Bonds, 2017B (Taxable) Salisbury Heights Metropolitan District, in the Town of Parker, Douglas County, Colorado, General Obligation Limited Tax Convertible to Manager Unlimited Tax Bonds, Series 2017A and Subordinate General Obligation Limited Tax Bonds, Series 2017B Sanitary and Improvement District No. 280 of Sarpy County NE General Obligation Bonds, Series 2017 Manager NE Sanitary and Improvement District No. 292 of Sarpy County NE General Obligation Bonds, Series 2017 Manager NE Sanitary and Improvement District No. 296 of Sarpy County NE General Obligation Bonds, Series 2017 Manager NE Sanitary and Improvement District No. 299 of Sarpy County NE General Obligation Bonds, Series 2017 Manager NE Sanitary and Improvement District No. 559 of Douglas County NE General Obligation Bonds, Series 2017 Manager NE Sanitary and Improvement District No. 561 of Douglas County NE General Obligation Bonds, Series 2017 Manager NE Sarpy County School District 0037 (Gretna Public Schools), Nebraska General Obligation Refunding Bonds, Series 2017B and General Manager NE Sarpy County School District 0037 (Gretna Public Schools), Nebraska General Obligation School Building Bonds, Series 2017A Manager NE Sarpy County SID #248 General Fund Warrants Manager NE Sarpy County SID #249 General Fund Warrants Manager NE Sarpy County SID #255 General Fund Warrants Manager NE Sarpy County SID #292 Construction Fund Warrants Manager NE Sarpy County SID #292 Construction Fund Warrants Manager NE Sarpy County SID #292 Construction Fund Warrants Manager NE Sarpy County SID #292 Construction Fund Warrants Manager NE Sarpy County SID #292 General Fund Warrants Manager NE Sarpy County SID #292 General Fund Warrants Manager NE Sarpy County SID #292 General Fund Warrants Manager NE Sarpy County SID #293 Construction Fund Warrants Manager NE Sarpy County SID #293 Construction Fund Warrants Manager NE Sarpy County SID #293 General Fund Warrants Manager NE Sarpy County SID #293 General Fund Warrants Manager NE Sarpy County SID #296 Construction Fund Warrants Manager NE Sarpy County SID #296 General Fund Warrants Manager NE Sarpy County SID #299 Construction Fund Warrants Manager NE Sarpy County SID #299 Construction Fund Warrants Manager NE Sarpy County SID #299 Construction Fund Warrants Manager NE Sarpy County SID #299 General Fund Warrants Manager NE Sarpy County SID #299 General Fund Warrants Manager NE Sarpy County SID #299 General Fund Warrants Manager NE Sarpy County SID #300 Construction Fund Warrants Manager NE Sarpy County SID #300 Construction Fund Warrants Manager NE Sarpy County SID #300 General Fund Warrants Manager NE Sarpy County SID #304 Construction Fund Warrants Manager NE Sarpy County SID #304 General Fund Warrants Manager NE Sarpy County SID #304 General Fund Warrants Manager NE Sarpy County SID #306 Construction Fund Warrants Manager NE Sarpy County SID #306 General Fund Warrants Manager NE Sarpy County SID #307 Construction Fund Warrants Manager NE Sarpy County SID #307 Construction Fund Warrants Manager NE Sarpy County SID #307 General Fund Warranta Manager NE Sarpy County SID #307 General Fund Warranta Manager NE Sarpy County SID #307 General Fund Warranta Manager NE Sarpy County SID #308 Construction Fund Warrants Manager NE Sarpy County SID #308 Construction Fund Warrants Manager NE Sarpy County SID #308 Construction Fund Warrants Manager NE Sarpy County SID #308 General Fund Warrants Manager NE Sarpy County SID #308 General Fund Warrants Manager NE Sarpy County SID #308 General Fund Warrants Manager NE Sarpy County SID #312 Construction Fund Warrants Manager NE Sarpy County SID #312 General Fund Warrants Manager NE Sarpy County SID #315 Construction Fund Warrants Manager NE Sarpy County SID #315 Construction Fund Warrants Manager NE

8 Sarpy County SID #315 General Fund Warrants Manager NE Sarpy County SID #315 General Fund Warrants Manager NE Sarpy County SID #316 Construction Fund Warrants Manager NE Sarpy County SID #316 Construction Fund Warrants Manager NE Sarpy County SID #316 General Fund Warrants Manager NE Sarpy County SID #319 Construction Fund Warrants Manager NE Sarpy County SID #319 Construction Fund Warrants Manager NE Sarpy County SID #319 General Fund Warrants Manager NE Sarpy County SID #319 General Fund Warrants Manager NE School District No. 5 (Kalispell), Flathead County, Montana, General Obligation School Building Bonds, Series 2017 Placement Agent MT School District No. 7 (Bozeman), Gallatin County, Montana, General Obligation Refunding Bonds, Series 2017 Manager MT Seminole County Educational Facilities Authority Educational Facilities Lease Revenue Bonds (Strother Public Schools Project) Series 2017 Manager OK Seward County, Kansas Equipment Lease Purchase Agreement, Dated May 22, 2017 Placement Agent KS Shelton School District No. 309 Mason County, Washington Unlimited Tax General Obligation Improvement and Refunding Bonds, 2017 Manager WA South Whidbey Fire/EMS Island County, Washington Limited Tax General Obligation Bonds, 2017 Manager WA Southshore Metropolitan District No.2 in the City of Aurora, Arapahoe County, Colorado Subordinate Limited Tax General Obligation Bonds, Manager Series 2017 The County of Lincoln in the of Nebraska - General Obligation Refunding Bonds, Series 2017 Manager NE Tigard-Tualatin School District No. 23J, Washington and Clackamas Counties, Oregon Co-Manager OR General Obligation Bonds, Series 2017 Tulsa County Industrial Authority Educational Facilities Lease Revenue Bonds (Glenpool Public Schools Project) Series 2017A (Tax-Exempt) Manager OK and Series 2017B (Federally Taxable) Unified School District No. 382 Pratt County, Kansas Lease Purchase Agreement, Series 2017 Placement Agent MO Utah Charter School Finance Authority, Charter School Revenue and Refunding Bonds (DaVinci Academy of Science and the Arts), Series 2017Manager UT Vancouver School District No. 37 Clark County, Washington Unlimited Tax General Obligation Bonds, 2017 Co-Manager WA Washington County SID #10 General Fund Warrants Manager NE Windshire Park Metropolitan District No.2 Limited Tax General Obligation Refunding and Improvement Bonds, Series 2017A & Subordinate Manager Limited Tax General Obligation Refunding and Improvement Bonds, Series 2017B Winters Joint Unified School District (Counties of Solano and Yolo, California) General Obligation Bonds, 2016 Election, 2017 Series A Manager CA Woodward, Iowa General Obligation Urban Renewal Note Series 2017 Placement Agent IA Zillah School District No. 205 Yakima County, Washington Unlimited Tax General Obligation Bonds, 2017A (Tax-Exempt) and Unlimited Tax Manager WA General Obligation Bonds, 2017B (Taxable)

9 MUNICIPALITY STATE ROLE Boulder County, Financial Advisory Municipal Advisor Colorado Housing and Finance Authority, Denver Dumb Friends League Series 2017 Loan Municipal Advisor Huerfano County Hospital District DBA Spanish Peaks Regional Health Center Rfdg Rev Bonds, Ser 2017 Municipal Advisor Lincoln City (City of), OR Various Financings 2017 to 2019 OR Municipal Advisor West Linn (City of), Clackamas County, OR GO Bonds, Ser 2018 OR Municipal Advisor North Clackamas School District GO Bonds, Ser 2018 OR Municipal Advisor Jackson County, OR GO Rfdg Bonds, Ser 2017 OR Municipal Advisor Sparta (City of), WA Combined Waterworks & Sewerage Syst Revs (MO Direct Loan Program SRF), Ser 2017 WA Municipal Advisor Chamois (City of), MO Combined Waterworks & Sewer System Rev Bonds, MoDNR, SRF Program, Ser 2017 MO Municipal Advisor PWSD No. 1 of Osage County, MO Waterworks System Rev Bonds, MoDNR SRF Program, Ser 2017 MO Municipal Advisor PWSD No. 3 of Osage County, MO Waterworks Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor PWSD No. 1 of Scotland County, MO Waterworks Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor Campbell (City of), MO Combined Waterworks and Sewer System Rev Bonds, MoDNR, SRF Program, Ser 2016 MO Municipal Advisor Center Creek 201 Wastewater Treatment Board Sewer System Rev Bonds MoDNR, SRF Program, Ser 2016 MO Municipal Advisor Troy (City of), MO Combined Waterworks & Sewer System Rev Bonds, Ser 2016 MO Municipal Advisor Moscow Mills (City of), MO Combined Waterworks & Sewerage Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor Meadville (City of), MO Combined Waterworks & Sewerage Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor Perry (City of), MO Water Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor Unionville (City of), MO Combined Water & Sewer Syst Rev Bonds, MoDNR SRF Program, Ser 2016 MO Municipal Advisor Stanwood Camano SD #401, WA UTGO Bonds, 2017 WA Municipal Advisor Federal Way School District No. 210, King County, WA, UTGO WA Municipal Advisor Camas School District #117, Clark Cnty, WA WA Municipal Advisor Montana Fac Fin Auth, Marcus Daly Memorial Hosp Corp Project Hospital Facs Rev Rfdg Bonds, Ser 2017 MT Municipal Advisor SID No. 133 of Sarpy Cnty, NE NE Municipal Advisor SID No. 237 of Sarpy Cnty, NE NE Municipal Advisor SID No. 326 of Sarpy Cnty, NE NE Municipal Advisor SID No. 485 of Douglas Cnty, NE NE Municipal Advisor SID No. 260 of Sarpy Cnty, NE NE Municipal Advisor SID No. 276 of Sarpy Cnty, NE NE Municipal Advisor SID No. 499 of Douglas Cnty, NE NE Municipal Advisor SID No. 1 of Polk County, NE NE Municipal Advisor SID NO. 290 of Sarpy Cnty, NE NE Municipal Advisor SID No. 549 of Douglas Cnty, NE NE Municipal Advisor SID No. 9 of Cass Cnty, NE General Obligation Refunding, Series 2017 NE Municipal Advisor SID No. 476 of Douglas Cnty, NE NE Municipal Advisor SID No. 540 of Douglas Cnty, NE NE Municipal Advisor Dubuque Metropolitan Area Solid Waste Agency Annual Financial Advisory Retainer Fee IA Municipal Advisor Duncombe, IA Financial Analysis Services relating to the Sewer Utility System (SRF) IA Municipal Advisor Ruthven, IA Financial Analysis Services relating to the Sewer Utility System SRF IA Municipal Advisor Jesup (City of), IA Local Option Sales and Services Tax Revenue & Refunding Bonds, Series 2017 IA Municipal Advisor Wahpeton (City of), IA Financial Analysis Services relating to the Sewer Utility System (SRF) IA Municipal Advisor Fenton (City of), IA Water Revenue SRF Analysis IA Municipal Advisor Thurston County School District 0016 (Umonhon Nation Public Schools), NE Defeasance of Ser 2012B LTGO Rfdg Bonds NE Municipal Advisor North Iowa Area Community College Txbl Industrial New Jobs Training Certs, Ser IA Municipal Advisor Iowa Central Community College Txbl Industrial New Jobs Training Certificates, Ser IA Municipal Advisor Sanborn (City of), IA SRF Financial Analysis Services relating to Wastewater Treatment System IA Municipal Advisor Shenandoah (City of), IA SRF Financial Analysis Services relating to Water Utility System IA Municipal Advisor Hartford (City of), IA SRF Financial Analysis for the City's Sewer Utility System IA Municipal Advisor Dike, IA SRF Financial Analysis for the City's Sewer Utility System IA Municipal Advisor Jewell (City of), IA Financial Consulting Svcs for Financial Analysis of the City's Water Util Syst (SRF) IA Municipal Advisor Lenox (City of), IA SRF Financial Analysis Services relating to Sewer Utility System IA Municipal Advisor Bedford, IA SRF Financial Analysis for City of Bedford's Water Utility System IA Municipal Advisor Centerville CSD, IA School Infrastructure Sales, Services & Use Tax Revenue Bonds, Series 2016 IA Municipal Advisor Newton Municipal Waterworks, IA Financial Analysis Services relating to Utility System IA Municipal Advisor Cleghorn (City of), IA Financial Analysis Services relating to Water Utility System IA Municipal Advisor Sheffield, IA General Obligation Bonds SRF Various Projects (e.g. Water Main, City Fire Station, Hsg Devt, Fire & Dump Truck) IA Municipal Advisor Dubuque County, IA, General Obligation BAN Series 2017 IA Municipal Advisor Moville, IA Sewer Revenue SRF Loan IA Municipal Advisor Sumner (City of), WA 136th/Valentine Corridor Local Improvement District BAN, 2014 WA Municipal Advisor La Center (City) WA, Cowlitz Casino Sewer Line Extension Financing WA Municipal Advisor Pierce County, WA Various Financing Projects, WA Municipal Advisor Bainbridge Island (City of), WA Financial Advisory Services WA Municipal Advisor Douglas County SD 0017 (Millard Public Schools), NE General Obligation Bonds, Ser 2017 NE Municipal Advisor Morton County, KS Health Systs Equipment Lease Purchase Agreement, Ser 2017 KS Municipal Advisor PWSD No. 1 of Ralls County, MO Refunding and Improvement Ps, Ser 2017 MO Municipal Advisor PWSD No. 13 of Jackson County, MO Waterworks Syst Rev Bonds, SRF MoDNR Program, Ser 2016 MO Municipal Advisor

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