Horizon 2020 and Photonics

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1 Brussels, 13 December 2013 Horizon 2020 and Photonics Thomas Skordas Head of the Photonics Unit, DG CONNECT European Commission

2 Horizon 2020 Horizon 2020 Budget: 78.6 B (in current prices) Photonics Implement Photonics in Horizon 2020 through a Public Private Partnership (PPP)

3 Photonics PPP! Secure EU s industrial leadership in application areas where photonics is driving innovation and Europe is strong or where there is potential for creating new markets Foster photonics manufacturing, job and wealth creation in Europe Accelerate Europe s innovation process and time to market by addressing the full innovation and value chain in a number of market sectors where European photonics industry is strong Materials Equipment Components & Devices Integrated Systems Products & Solutions Provide successful solutions for some of the major societal challenges The PPP is based on Photonics21 Industry-driven, multi-annual strategic research and innovation agenda

4 Photonics PPP in Horizon 2020: What does it mean for you? Basic principles of the PPP Open to All, Representative of the Stakeholders, transparent in decision making Private sector partners advise the Commission on priorities of H2020 work programmes Implementation using H2020 Rules for Participation + comitology (ICT Committee) What will the PPP change? Commitments: From Commission to support the field in all Horizon 2020 From industry, to invest on R&I, with greater focus on impact on growth and job creation Close interactions to reach agreement on content of calls Evidence based monitoring of the PPP performance through agreed KPIs! Large potential to leverage financing from other sources (such as structural funds, EIB) What will the PPP not change? The financial rules are those of Horizon 2020 and calls for proposals open to everybody Final responsibility for Work Programme stays with the Commission Implementation remains with the Commission: selection and negotiation of proposals, monitoring of projects' progress and payments

5 R&I (28 M ) Innovation (8 M ) ERANETs (6 M ) R&I R&I Photonics PPP in LEIT: Overview of Calls R&I (30 M ) Innovation (PPI) (5 M ) ERANETs (6 M ) Coordination & support actions (3M ) ICT 27: Photonics KET 2015: 44 M Optical communication for data centres High-throughput laser-based manufacturing Device, circuit and fabrication technology for Photonic Integrated Circuits (PICs) Pilot deployment of software-defined optics in backbone networks Actions with the Member States Open access of Researchers and SMEs to advanced facilities; Networking of clusters and national platforms for increasing SME innovation potential Up to 180 M ICT 29: Cross-Cutting KETs 2014: 18 M ICT 28: Cross-Cutting ICT KETs 2015: 56 M Development of novel materials and systems for OLED lighting or displays PPP Factory of the Future 2014: M Support Action ICT 26: Photonics KET 2014: 47 M Coordination and support actions (5 M ) Biophotonics for screening of diseases Sensing for safety and civil security Disruptive approaches in sensing Open system architectures for Solid State Lighting (SSL) Actions with the Member States Strategic coordination and networking The wide uptake of SSL technologies EU-wide outreach Call deadline: 23 April 2014 Towards zero-failure laser-based manufacturing concept and roadmap building in relation to smart and safe workspaces for laser-based manufacturing Innovation (14 M ) Pilot Lines (3x14 M ) ICT-KET integrated platforms for the healthcare and food sectors: (13 M ) Coordination of stakeholders in the health sector (bio-photonics and micro-nano-bio solutions ): CSA (1M ) Pilot line for OLEDs on flexible substrates Pilot line for analytical mid-infrared (MIR) microsensors Pilot line for PIC fabrication on III-V and/or dielectric based platforms Call deadline: 20 March 2014 Call deadline: 21 April 2015

6 ICT : Photonics KET PPP Photonics ICT 26: 47 M Call deadline: 23 April M, 100% funding Small projects (2-4 M ) a. Research and Innovation actions b. Innovation actions 8 M, 70% funding 1 Large project Application driven core photonic technology developments focus on: Biophotonics for screening of diseases Sensing for safety and civil security: optoelectronic devices for NIR & MIR sensing applications (0.7 to 50 µm) for high volume markets Disruptive approaches in sensing Photonic sensing devices offering breakthrough advances in sensitivity or specificity DG CNECT Contact Point: Unit A1 Open system architectures for Solid State Lighting 5 M 100% funding c. Coordination and Support Actions Strategic coordination and networking; Wide uptake of SSL technologies; EU-wide outreach c. ERANETs 6 M - ERANET Cofund A joint call for proposals between national & regional grant programmes

7 ICT : Development of novel materials and systems for OLED lighting PPP Photonics Call deadline: 23 April 2014 ICT 29: 18 M A Joint Call between ICT and NMP a. Research and Innovation actions 18 M, 100% funding Small projects (2-4 M ) DG CNECT Contact Point: Unit A1 Materials, process & device technology for OLED lighting focus is on: Materials: competitive lifetime for all colours and white light Devices: OLEDs over larger surfaces, with higher brightness, larger uniformity and longer lifetimes Energy efficacy above 100 lm/w, with improved out-coupling efficiency

8 FoF : Process optimisation of manufacturing assets PPP Photonics FoF 1: 34 M LEIT CALL FOR FOF Call deadline: 20 March M, 100% funding Small projects (2-4 M ) a. Research and Innovation actions Cyber-Physical Systems (CPS)-based process optimisation Collaborative and mobile manufacturing Towards zero-failure laser-based manufacturing Development of (in-line) process monitoring sensors, measurement and non-destructive testing tools including the related high speed data processing and reduction c. Coordination and Support Actions 2 M 100% funding Concept and roadmap building in relation to smart and safe workspaces for laserbased manufacturing DG CNECT Contact Point: Unit A3 DG CNECT Contact Point: Unit A1 (for the lasers part)

9 Support to innovation and to SME business development Open Disruptive Innovation Scheme in Horizon 2020 Financing innovative SMEs through a dedicated SME instrument with continuously open calls (15% of the ICT budget) Access to risk finance (via the EIB/EIF) Equity facility and Debt facility Specific activities for innovative photonics SMEs ACTPHAST: An EU-wide service infrastructure for SMEs to have access to SoA photonics technologies Innovation Clusters and SMEs Open Access to production facilities

10 ICT innovation actions / ICT 37 Open Disruptive Innovation Scheme Financing innovative SMEs through the dedicated SME instrument For early stage, high-risk innovative SMEs Objective: nurture promising innovative and disruptive ideas; support prototyping and demo in real world environments; help deployment Phase 1: Concept and feasibility assessment lump sum of 50 K per project for ~6 months project durations Phase 2: R&D, demonstration, market replication (70% funding) 0.5 to 2.5 M per project for 1 to 2 years; Must include a first commercialisation plan Phase 3: via the Debt Facility (EIB/EIF) Apply for Phase 1 or directly for Phase 2 Budget of the action: 90 M for : (10% Phase 1, 88% Phase 2, 2% Phase 3) Continuously Open Calls Opens 1 st March Cut-off dates in 2014: For Phase 1: 18 June 2014, 24 Sep and 17 Dec For Phase 2: 09 Oct and 17 Dec Time to Grant: 3 months for Phase 1 and 6 months for Phase 2 DG CNECT Contact Point: Unit F2

11 Photonics in other areas of Horizon 2020 Excellent Science ERC, Marie Curie actions, FETs, Research infrastructures ERC FET Open Graphene FET Flagship initiative High Performance Computing PPP (optical interconnects) Industrial Leadership Leadership in Enabling Technologies (ICT, Nanotechnology materials, Biotechnology, Production Technologies, ), Access to risk finance, Innovation in SMEs Societal challenges Health & Ageing, Energy, Transport, Resource Efficiency, Climate Challenge,... ECSEL JTI (silicon photonics, SSL lighting, sensing, etc.) ICT (Smart optical and wireless network technologies) ICT : FIRE+ (includes creation, reconfiguration and/or extension of experimental infrastructures in Photonics) Prize 2015: breaking the optical transmission barriers in the core network Advanced Materials (NMP) Energy Challenge [Smart Cities and Lighting; Low Carbon Energy and (O)PVs; Energy Efficient Buildings PPP] Other opportunities in SC1 [Health], SC5 [Climate Change] or SC7 [Security]

12 Horizon 2020 Simplified Funding Model 1 reimbursement rate by action For all beneficiaries and all activities in the grant The applicable rate is defined in the WP: Up to 100% for RTD actions; Up to 70% for innovation and programme co-fund actions (non-profit entities up to 100%) 1 method for calculation of indirect costs: Flat rate of 25% of total direct costs, excluding subcontracting, costs of third parties and financial support to third parties Simpler accounting principles, shorter time-to-grant, fewer and better targeted controls and audits, etc. Audit Certificates on financial statements: Only for final payments when total EU contribution claimed on the basis of actual costs +average personnel costs 325,000 EUR Certificates on the methodology Optional certificates on average personnel costs Ex-post audits Audits limited to 2 years after payment of the balance

13 To find out more Photonics Unit web site: Contact point: Brokerage and Info Day in Brussels: 16 January 2014 Contact: Eddy.Corthals AT ec.europa.eu Horizon 2020 and ICT WP : A guide to ICT-related activities in WP : ent.cfm?doc_id=3511 The ICT LEIT WP can be found at: agenda/files/h2020%20leit-ict%20wp% %20- %2031%2010% pdf The Participant Portal to be revamped soon:

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