The European Union Research Framework Programme opportunities for cooperation with third countries

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1 The European Union Research Framework Programme opportunities for cooperation with third countries Commission proposal for the 7th Framework Programme COM(2005)118, 119 ; Peter Härtwich Directorate Coordination of Community Actions DG Research, European Commission

2 Outline EU research policy The plans for the 7th Framework Programme, Nano in FP7 Third country cooperation in the 6th Framework Programme: INCO, INTAS, ISTC 2

3 Why research policy at EU level? EC Treaty, Art : EU research for strengthening competitiveness and to support other EU policies Reasons immanent to research: Increasing complexity and specialisation Increasing costs (esp. for large research infrastructures) Being embedded in transnational sciente and technology networks as vital factor for competitiveness 3

4 Weight of EU research funding? Budget: only about 5% of national expenditure on research But: leverage effect But: 100% project funding ( free money, not for institutional financing) Estimation of German research ministry: EU projects at about 50% of ist own funding 4

5 million Budget development of the EU Research Framework Programmes FP1 FP2 FP3 FP4 FP5 FP6 Source: DG Research 5

6 FP7: Evolution not revolution Continued from FP6: Collaborative research as main pillar Marie Curie actions (further reinforced) SME-specific actions Basic funding schemes, procedures and rules 6

7 7 years duration FP7: What will be new? Doubling of budget (5bln/a 10 bln/a)? Frontier research (European Research Council, 1.5 bln? per year) Joint Technology Initiatives Funding for new infrastructures Simplification Externalisation of management 7

8 Specific Programmes Cooperation Collaborative research Ideas Frontier Research People Human Potential Capacities Research Capacity + JRC JRC (non-nuclear) JRC JRC (nuclear) Euratom 8

9 Cooperation Collaborative research 1. Health 9 themes 2. Food, Agriculture and Biotechnology 3. Information and Communication Technologies 4. Nanosciences, Nanotechnologies, Materials and new Production Technologies 5. Energy 6. Environment (including Climate Change) 7. Transport (including Aeronautics) 8. Socio-Economic Sciences and the Humanities 9. Security and Space 9

10 1 0 Cooperation third country participation Participation open in all projects in all themes; funding for all international cooperation partner countries (incl. Ukraine) Special bilateral/biregional activities within each theme

11 Health Biotechnology, generic tools tools and and technologies for for human human health health Translating research for for human human health health Optimising the the delivery of of healthcare to to European citizens

12 Food, Agriculture and Biotechnology Sustainable production and and management of of biological resources from from land, land, forest, forest, and and aquatic environments Fork Fork to to farm : farm : Food, Food, health health and and well well being being Life Life sciences and and biotechnology for for sustainable non-food products and and processes

13 Information and Communication Technologies ICT ICT Technology Pillars Pillars Integration of of Technologies Applications Research Future Future and and Emerging Technologies

14 1 4 ICT Technology Pillar 1 Nano-electronics, photonics and integrated micro/nano-systems: Topics include: Process, device and design technologies Systems-on-a-chip, systems-in-a-package Basic photonic components High performance/high storage data systems Alternative energy sources/storages Multifunctional intergrated micro-nano-bio-info systems

15 1 5 ICT Future and Emerging Technologies Mainly bottom-up, but topics could include: Exploring the miniaturisation and computing frontiers, including e.g. quantum computing

16 Nanosciences, Nanotechnologies, Materials and new Production Technologies Nanosciences and and Nanotechnologies Materials New New Production Integration of of technologies for for industrial applications

17 1 7 Nanosciences, nanotechnologies, materials and new production technologies Nanosciences and nanotechnologies Objective: Increase and support the take up of knowledge generated in this revolutionary field for all industrial sectors Topics include: interface and size dependent phenomena materials properties at nano-scale self assembly metrology new concepts and approaches impacts on health and safety convergence of emerging technologies

18 Energy Hydrogen and and fuel fuel cells cells Renewable electricity generation Renewable fuel fuel production Renewables for for heating and and cooling CO2 CO2 capture and and storage technologies for for zero zero emission power power generation Clean Clean coal coal technologies Smart Smart energy energy networks Energy efficiency and and savings Knowledge for for energy energy policy policy making

19 Environment (inc. climate change) Climate change, pollution and and risks risks Sustainable Management of of Resources Environmental Technologies Earth Earth observation and and assessment tools tools

20 Transport (inc. Aeronautics) Aeronautics and and air air transport Surface transport (rail, (rail, road road and and waterborne) Support to to the the European global global satellite navigation system (Galileo)

21 Socio-Economic Sciences and the Humanities Growth, employment and and competitiveness in in a knowledge society Combining economic, social social and and environmental objectives in in a European perspective Major Major trends trends in in society and and their their implications Europe in in the the world world The The citizen citizen in in the the European Union Union Socio-economic and and scientific indicators Foresight activities

22 9. 9. Security and Space Protection against terrorism and and crime crime Security of of infrastructures and and utilities Space-based applications at at the the service of of the the European Society Border Border security Restoring security in in case case of of crisis crisis Security systems integration and and interoperability Security and and society Exploration of of space space RTD RTD for for strengthening space space foundations Security Research Coordination and and structuring 2 2

23 2 3 Cooperation Collaborative research Horizontal issues Under each theme there will be sufficient flexibility to address Emerging needs Unforeseen policy needs Dissemination of knowledge and transfer of results International cooperation

24 2 4 Cooperation Collaborative research Schemes for implementation Collaborative research (Collaborative (Collaborative projects; projects; Networks Networks of of Excellence; Excellence; Coordination/support actions) actions) Joint Technology Initiatives Coordination of of non-community research programmes (ERA-NET; (ERA-NET; ERA-NET+; ERA-NET+; Article Article 169) 169)

25 2 5 Joint Technology Initiatives Hydrogen and Fuel Cells for a Sustainable Energy Future Global Monitoring for Environment and Security Aeronautics and Air Transport Innovative Medicines for the Citizens of Europe Towards new Nanoelectronics Approaches Embedded systems Other possible themes to be identified later

26 2 6 Ideas - The basic concepts Investigator-driven research All areas of science and technology Excellence through competition Scientific autonomy Minimal bureaucracy

27 2 7 Ideas ERC European Research Council Scientific Council* Scientific strategy and work programme 1 Implementation methods (peer review systems, accreditation of peer reviewers, panels ) Assurance that proposals retained on basis of peer review rank order Overall quality assurance Externalised tasks (exec agency)** * Commission decisions on the scientific aspects of ERC operations must follow the Scientific Council unless the integrity of the ERC is at stake Information and support to applicants Reception / eligibility of proposals Organisation and execution of evaluation Grant preparation and financing Scientific and financial follow-up of contracts * * Under the responsibility of the Commission

28 2 8 Ideas third country participation? Individual teams open to researchers from third countries; funding for all international cooperation partner countries (incl. Ukraine)

29 2 9 People Human Potential Initial training of of researchers Marie Curie Networks Life-long training and and career development Individual Fellowships Co-financing of of regional/national/international programmes Industry-academia pathways and and partnerships Industry-Academia Scheme International dimension Outgoing International Fellowships; Incoming International Fellowships International Cooperation Scheme; Reintegration grants Specific actions Excellence awards

30 3 0 Capacities Research Capacity 6 parts 1. Research Infrastructures 2. Research for the benefit of SMEs 3. Regions of Knowledge 4. Research Potential 5. Science in Society 6. Activities of International Cooperation

31 Activities of of International Cooperation Horizontal support actions and and measures not not carried out out in in the the Cooperationor or People People programmes Two interdependent objectives: Support competitiveness through strategic partnerships with with 3 rd rd countries in in selected fields fields and and by by engaging the the best best 3 rd rd country scientists to to work work in in and and with with Europe Address specific problems that that 3 rd rd countries face face or or that that have have a global global character, on on the the basis basis of of mutual mutual interest and and mutual mutual benefit benefit

32 3 2 7 th Framework Programme Budget Health Biotech IST Nano Energy Environ ment Transport Socioecon Securi ty and Space COOPERATION IDEAS European Research Council PEOPLE Marie Curie Actions Infrastructures SME Regions of Knowledge 160 CAPACITIES Research Potential 558 Science in Society 558 INCO 359 JRC Joint Research Centre TOTAL EC Total EURATOM ( ) 3.103

33 3 3 7 th Framework Programme Budget Health Biotech IST Nano Environ ment Energy Transport Socioecon. Security and Space COOPERATION 19 % 5 % 28 % 11 % 7 % 6 % 13 % 2 % 9 % 61.1 % IDEAS European Research Council 16.3 % PEOPLE Marie Curie Actions 9.8 % Infrastructures 5.4 % SME 2.6 % Regions of Knowledge 0.2 % CAPACITIES Research Potential 0.8 % Science in Society 0.8 % INCO 0.5 % JRC Joint Research Centre 2.5 % TOTAL EC Total 100 % EURATOM ( ) 3.103

34 3 4 Participation of third countries in FP6 Since FP4: tendency of opening more and more possibilities FP6: all thematic priorities open to participation and funding for «INCO target countries*» (285 million earmarked) Marie Curie: Incoming and outgoing fellowships In addition: special INCO calls, and INTAS, ISTC/STCU * Developing countries, Mediterranean partner countries, New Independent States, Western Balkan countries

35 3 5 Ukraine in the 6th Framework Programme 23 participations: Information Technology: 7 Sustainable development: 4 Nanotechnology: funding

36 3 6 EU-Ukraine S&T Cooperation Agreement EU Official Journal L36/32, Article 4: areas of cooperative activities Article 7: tax exemptions Annex 2: Intellectual Property Rights

37 3 7 INTAS Cooperation with Russia and other New Independent States Open to all areas of science Funded by 6th Framework Programme

38 3 8 STCU = Science and Technology Centre in Ukraine Aim: civil conversion of former weapon of mass destruction scientists Members: Canada, EU, USA

39 3 9 Contact in Ukraine Ms. Helena Koval Information Centre on Ukraine EU S&T Cooperation Room 801, 180 Gorkiy Street Kiev Phone: Fax:

40 4 0 Conclusion FP7 open to third countries in many aspects: Collaborative research: participation and funding in all projects in all thematic areas; plus special calls for bilateral/biregional projects Marie Curie: incoming and outgoing fellowships European Research Council: third country researchers can be part of the individual teams

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